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SCD

LMP Capital and Income Fund
SCD

45 hedge funds and large institutions have $65.7M invested in LMP Capital and Income Fund in 2023 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

24% more capital invested

Capital invested by funds: $52.8M → $65.7M (+$12.8M)

18% more funds holding

Funds holding: 38 → 45 (+7)

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

2.63% more ownership

Funds ownership: 24.06% → 26.69% (+2.6%)

Holders
45
Holders Change
+7
Holders Change %
+18.42%
% of All Funds
0.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
15
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$6.06M
2
Cohen & Steers
Cohen & Steers
New York
+$1.02M
3
CCP
Clough Capital Partners
Massachusetts
+$681K
4
QL
Quarry LP
New York
+$681K
5
RJA
Raymond James & Associates
Florida
+$473K

Top Sellers

1
KIM
Karpus Investment Management
New York
-$1.94M
2
1CP
1607 Capital Partners
Virginia
-$1.48M
3
CA
Cornerstone Advisors
North Carolina
-$796K
4
Osaic Holdings
Osaic Holdings
Arizona
-$793K
5
GC
Guggenheim Capital
Illinois
-$222K
Name Holding Trade Value Shares
Change 		Change in
Stake
SP
26
Stonebrook Private
Michigan
$374K +$339K +26,665 New
PA
27
PFG Advisors
Arizona
$369K -$8.8K -693 -3%
XF
28
XML Financial
Maryland
$357K – – –
UBS Group
29
UBS Group
Switzerland
$329K +$15.4K +1,210 +5%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$311K -$14.3K -1,128 -5%
1CP
31
1607 Capital Partners
Virginia
$294K -$1.48M -116,319 -85%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$252K – – –
LCM
33
Landscape Capital Management
New Jersey
$212K +$192K +15,155 New
CIA
34
Concurrent Investment Advisors
Florida
$196K +$178K +14,017 New
IAIM
35
International Assets Investment Management
Florida
$185K – – –
MWM
36
MGB Wealth Management
Texas
$168K +$152K +11,999 New
JP Morgan Chase
37
JP Morgan Chase
New York
$154K +$139K +10,977 New
BBPWM
38
Blue Bell Private Wealth Management
Pennsylvania
$145K +$10.5K +826 +9%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$44.8K -$40.5K -3,190 -50%
SWM
40
Spire Wealth Management
Virginia
$43.8K +$63 +5 +0.2%
VAMG
41
Voisard Asset Management Group
Michigan
$8.31K +$7.53K +593 New
BWM
42
Baystate Wealth Management
Massachusetts
$7.07K +$6.4K +504 New
AF
43
Allworth Financial
California
$7.05K – – –
TSWM
44
Tyler-Stone Wealth Management
Ohio
$4.9K – – –
Carson Wealth (CWM LLC)
45
Carson Wealth (CWM LLC)
Nebraska
$4K +$89 +7 +3%
HNB
46
Huntington National Bank
Ohio
$3.5K – – –
GC
47
Guggenheim Capital
Illinois
– -$222K -17,781 Closed
FIA
48
FNY Investment Advisers
New York
– -$26K -2,100 Closed
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
– -$20.6K -1,650 Closed
WWP
50
WR Wealth Planners
Missouri
– -$13.3K -1,065 Closed
1
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SCD Hedge Fund Activity: Q4 2023 in Review

45 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in LMP Capital and Income Fund (SCD) for Q4 2023, worth a combined $65.7M — up 24% from $52.8M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SCD positions and 4 closed out — a net gain of 7 holders — while 15 added to existing stakes and 13 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $6.06M. The largest seller was Karpus Investment Management, cutting an estimated $1.94M.

  • 45 institutional investors held LMP Capital and Income Fund (SCD) as of Q4 2023, up from 38 in Q3 2023.
  • Funds reported $65.7M of LMP Capital and Income Fund stock for Q4 2023, up 24% quarter-over-quarter.
  • 11 funds opened new LMP Capital and Income Fund positions in Q4 2023 and 4 closed out, a net change of +7 holders.
  • The largest LMP Capital and Income Fund buyer in Q4 2023 was Morgan Stanley, an estimated $6.06M added.
  • The largest LMP Capital and Income Fund seller in Q4 2023 was Karpus Investment Management, an estimated $1.94M sold.

Based on aggregated 13F filings for Q4 2023.