SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

45 hedge funds and large institutions have $69.9M invested in LMP Capital and Income Fund in 2021 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 5 closing their positions.

Holders
45
Holders Change
+9
Holders Change %
+25%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
12
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
5L
1
55I LLC
Massachusetts
$849K
2
AAM
2
Advisors Asset Management
Colorado
$9.43M
3
CA
3
Cornerstone Advisors
North Carolina
$4.57M
4
Invesco
4
Invesco
Georgia
$966K
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$13.2M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$2.39M
2
Wells Fargo
2
Wells Fargo
California
$4.67M
3
Truist Financial
3
Truist Financial
North Carolina
$0
4
FIA
4
FNY Investment Advisers
New York
$0
5
RJT
5
Raymond James Trust
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CIA
26
Capital Investment Advisors
Georgia
$207K 13,600 -1,500 -10%
RCM
27
Rivernorth Capital Management
Florida
$169K 11,123 -3,993 -26%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$155K 10,179 +10,179 New
GLLW
29
Graves Light Lenhart Wealth
Virginia
$128K 8,429 – –
AF
30
Advisornet Financial
Minnesota
$116K 7,600 – –
CWS
31
Confluence Wealth Services
Pennsylvania
$88K 5,810 +5,810 New
UBS Group
32
UBS Group
Switzerland
$72K 4,712 -2,002 -30%
SWM
33
Spire Wealth Management
Virginia
$64K 4,200 – –
CA
34
Clearstead Advisors
Ohio
$33K 2,200 +2,200 New
AIP
35
Ahrens Investment Partners
Louisiana
$33K 2,200 +2,200 New
GWM
36
Geneos Wealth Management
Colorado
$21K 1,400 – –
CA
37
CoreCap Advisors
Michigan
$18K 1,200 +1,200 New
AF
38
Allworth Financial
California
$8K 503 – –
BBPWM
39
Blue Bell Private Wealth Management
Pennsylvania
$6K 400 +400 New
TSWM
40
Tyler-Stone Wealth Management
Ohio
$5K 350 +350 New
HNB
41
Huntington National Bank
Ohio
– – – –
GI
42
Gradient Investments
Minnesota
$1K 52 +52 New
SFM
43
Signet Financial Management
New Jersey
$1K 70 +70 New
Truist Financial
44
Truist Financial
North Carolina
– – -14,160 Closed
FIA
45
FNY Investment Advisers
New York
– – -13,500 Closed
RJT
46
Raymond James Trust
Florida
– – -11,779 Closed
WAM
47
Wolverine Asset Management
Illinois
– – -7,553 Closed
LWM
48
Liberty Wealth Management
California
– – -5,976 Closed
CFGS
49
Concourse Financial Group Securities
Alabama
– – – –
TRCT
50
Tower Research Capital (TRC)
New York
$0 24 +24 New
1
2
3