SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

36 hedge funds and large institutions have $58.1M invested in LMP Capital and Income Fund in 2021 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 13 reducing their positions, and 12 closing their positions.

Holders
36
Holders Change
-6
Holders Change %
-14.29%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
8
Reduced
13
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$4.61M
2
PPA
2
Parametric Portfolio Associates
Washington
$1.51M
3
1CP
3
1607 Capital Partners
Virginia
$766K
4
RCM
4
Rivernorth Capital Management
Florida
$545K
5
AAM
5
Advisors Asset Management
Colorado
$6.13M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$9.89M
2
SFS
2
Shaker Financial Services
Virginia
$0
3
WAM
3
Wolverine Asset Management
Illinois
$2.37M
4
Wells Fargo
4
Wells Fargo
California
$5.4M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Citigroup
26
Citigroup
New York
$104K 8,175 -3,520 -30%
AF
27
Advisornet Financial
Minnesota
$97K 7,600 – –
LWM
28
Liberty Wealth Management
California
$68K 5,750 – –
SWM
29
Spire Wealth Management
Virginia
$63K 4,922 +4,922 New
SPIA
30
Steward Partners Investment Advisory
New York
$57.8K 4,550 +4,550 New
UBS Group
31
UBS Group
Switzerland
$51K 4,050 -74 -2%
IAIM
32
International Assets Investment Management
Florida
$19K 1,638 – –
GWM
33
Geneos Wealth Management
Colorado
$18K 1,400 – –
CFB
34
Cullen/Frost Bankers
Texas
$13K 1,000 – –
HNB
35
Huntington National Bank
Ohio
– – – –
AF
36
Allworth Financial
California
$6K 503 +503 New
Carson Wealth (CWM LLC)
37
Carson Wealth (CWM LLC)
Nebraska
$1K 74 – –
SFS
38
Shaker Financial Services
Virginia
– – -82,288 Closed
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
– – -40,768 Closed
CRC
40
Curi RMB Capital
Illinois
– – -35,221 Closed
Invesco
41
Invesco
Georgia
– – -32,495 Closed
Millennium Management
42
Millennium Management
New York
– – -28,143 Closed
LCM
43
Landscape Capital Management
New Jersey
– – -25,402 Closed
M&T Bank
44
M&T Bank
New York
– – -16,500 Closed
RJT
45
Raymond James Trust
Florida
– – -10,696 Closed
FIA
46
FNY Investment Advisers
New York
– – -10,316 Closed
ASN
47
Advisory Services Network
Georgia
– – -5,237 Closed
WLPWM
48
Walled Lake Planning & Wealth Management
Illinois
– – -84 Closed
PFO
49
Pathstone Family Office
New Jersey
– – -24 Closed
CFGS
50
Concourse Financial Group Securities
Alabama
– – – –
1
2