We are live on ! Find out more
SCD

LMP Capital and Income Fund
SCD

36 hedge funds and large institutions have $58M invested in LMP Capital and Income Fund in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

8% more capital invested

Capital invested by funds: $53.7M → $58M (+$4.33M)

6% more funds holding

Funds holding: 34 → 36 (+2)

0.86% more ownership

Funds ownership: 22% → 22.86% (+0.86%)

Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
0.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
+$1.22M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$808K
3
PPA
Parametric Portfolio Associates
Washington
+$462K
4
SFS
Shaker Financial Services
Virginia
+$444K
5
RJA
Raymond James & Associates
Florida
+$255K

Top Sellers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
-$638K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$362K
3
Wells Fargo
Wells Fargo
California
-$343K
4
Bank of America
Bank of America
North Carolina
-$123K
5
UBS Group
UBS Group
Switzerland
-$98.4K
Name Holding Trade Value Shares
Change 		Change in
Stake
RCAG
26
Rehmann Capital Advisory Group
Michigan
$55.7K +$6.72K +489 +14%
QCIG
27
Quad-Cities Investment Group
Iowa
$34K +$756 +55 +2%
FIA
28
FNY Investment Advisers
New York
$24K +$6.95K +505 +42%
ASN
29
Advisory Services Network
Georgia
$17K – – –
CJA
30
C-J Advisory
California
$16K – – –
CFB
31
Cullen/Frost Bankers
Texas
$14K – – –
GWM
32
Geneos Wealth Management
Colorado
$13K – – –
FHA
33
Flagship Harbor Advisors
Massachusetts
$11K – – –
TFGT
34
TS Financial Group (TSFG)
Illinois
$8K +$7.63K +555 New
CAGAS
35
Capital Advisory Group Advisory Services
Minnesota
$8K +$7.84K +570 New
Carson Wealth (CWM LLC)
36
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
GC
37
Guggenheim Capital
Illinois
– -$638K -47,078 Closed
CAL
38
Capital Analysts LLC
Pennsylvania
– -$15K -1,082 Closed
BBPWM
39
Blue Bell Private Wealth Management
Pennsylvania
– -$10K -703 Closed
1
2

SCD Hedge Fund Activity: Q3 2019 in Review

36 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in LMP Capital and Income Fund (SCD) for Q3 2019, worth a combined $58M — up 8.1% from $53.7M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SCD positions and 3 closed out — a net gain of 2 holders — while 14 added to existing stakes and 8 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $1.22M. The largest seller was Guggenheim Capital, exiting entirely with an estimated $638K sold.

  • 36 institutional investors held LMP Capital and Income Fund (SCD) as of Q3 2019, up from 34 in Q2 2019.
  • Funds reported $58M of LMP Capital and Income Fund stock for Q3 2019, up 8.1% quarter-over-quarter.
  • 5 funds opened new LMP Capital and Income Fund positions in Q3 2019 and 3 closed out, a net change of +2 holders.
  • The largest LMP Capital and Income Fund buyer in Q3 2019 was Advisors Asset Management, an estimated $1.22M added.
  • The largest LMP Capital and Income Fund seller in Q3 2019 was Guggenheim Capital, an estimated $638K sold.

Based on aggregated 13F filings for Q3 2019.