SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

41 hedge funds and large institutions have $56.9M invested in LMP Capital and Income Fund in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 8 closing their positions.

Holders
41
Holders Change
-2
Holders Change %
-4.65%
% of All Funds
0.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
12
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$4.84M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$7.66M
3
RJA
3
Raymond James & Associates
Florida
$10.7M
4
KIM
4
Karpus Investment Management
New York
$1.52M
5
PPA
5
Parametric Portfolio Associates
Washington
$2.36M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$3.87M
2
WAM
2
Wolverine Asset Management
Illinois
$680K
3
Wells Fargo
3
Wells Fargo
California
$4.99M
4
1CP
4
1607 Capital Partners
Virginia
$0
5
CRC
5
Curi RMB Capital
Illinois
$249K
Name Market Value Shares Shares
Change 		Shares
Change %
Citigroup
26
Citigroup
New York
$146K 11,312 +1,000 +10%
LPL Financial
27
LPL Financial
California
$139K 10,762 +10,762 New
PGWM
28
Parisi Gray Wealth Management
New Jersey
$125K 9,678 +9,678 New
LWM
29
Liberty Wealth Management
California
$60K 4,663 – –
CJA
30
C-J Advisory
California
$44K 3,400 +3,400 New
RCAG
31
Rehmann Capital Advisory Group
Michigan
$43.5K 3,374 – –
QCIG
32
Quad-Cities Investment Group
Iowa
$30K 2,325 -2,634 -53%
FHB
33
First Hawaiian Bank
Hawaii
$19K 1,490 – –
MFW
34
Mosaic Family Wealth
Missouri
$18K 1,375 – –
SWM
35
SeaCrest Wealth Management
New York
$16K 1,250 – –
FHA
36
Flagship Harbor Advisors
Massachusetts
$16K 1,295 +500 +63%
CFB
37
Cullen/Frost Bankers
Texas
$13K 1,000 +1,000 New
GWM
38
Geneos Wealth Management
Colorado
$12K 1,000 – –
FIA
39
FNY Investment Advisers
New York
$10K 852 +852 New
BBPWM
40
Blue Bell Private Wealth Management
Pennsylvania
$9K 710 -770 -52%
Carson Wealth (CWM LLC)
41
Carson Wealth (CWM LLC)
Nebraska
$1K 74 +74 New
1CP
42
1607 Capital Partners
Virginia
– – -54,100 Closed
WAM
43
Weiss Asset Management
Massachusetts
– – -14,411 Closed
SFS
44
Shaker Financial Services
Virginia
– – -11,463 Closed
First Manhattan
45
First Manhattan
New York
– – -1,600 Closed
MOS
46
MGO One Seven
Ohio
– – -1,571 Closed
MA
47
MUFG Americas
New York
– – -999 Closed
DWM
48
Doyle Wealth Management
Florida
– – -47 Closed
Fidelity Investments
49
Fidelity Investments
Massachusetts
– – -1 Closed
CFGS
50
Concourse Financial Group Securities
Alabama
– – – –
1
2