SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

39 hedge funds and large institutions have $62.4M invested in LMP Capital and Income Fund in 2018 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 7 closing their positions.

Holders
39
Holders Change
–
Holders Change %
0%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
14
Reduced
12
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$2.38M
2
AAM
2
Advisors Asset Management
Colorado
$6.63M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.54M
4
Morgan Stanley
4
Morgan Stanley
New York
$11.7M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.87M

Top Sellers

1
CA
1
Cornerstone Advisors
North Carolina
$1.15M
2
Invesco
2
Invesco
Georgia
$887K
3
BFM
3
Boothbay Fund Management
New York
$0
4
RCM
4
Rivernorth Capital Management
Florida
$819K
5
CCP
5
Cardan Capital Partners
Colorado
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Citigroup
26
Citigroup
New York
$186K 14,714 -299 -2%
CIA
27
Capital Investment Advisors
Georgia
$169K 13,400 +500 +4%
AG
28
Advisor Group
Arizona
$149K 11,774 -2,297 -16%
RJT
29
Raymond James Trust
Florida
$149K 11,814 -62 -0.5%
M&T Bank
30
M&T Bank
New York
$145K 11,500 +11,500 New
BBPWM
31
Blue Bell Private Wealth Management
Pennsylvania
$95K 7,560 +6,279 +490%
RCAG
32
Rehmann Capital Advisory Group
Michigan
$38K 3,050 +3,050 New
MFW
33
Mosaic Family Wealth
Missouri
$17K 1,375 – –
SWM
34
SeaCrest Wealth Management
New York
$16K 1,250 – –
GWM
35
Geneos Wealth Management
Colorado
$12K 1,000 +1,000 New
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$7K 572 – –
CAL
37
Capital Analysts LLC
Pennsylvania
$6K 500 +500 New
SEI Investments
38
SEI Investments
Pennsylvania
$4K 350 +350 New
SWP
39
Stratos Wealth Partners
Ohio
$2K 120 – –
BFM
40
Boothbay Fund Management
New York
– – -24,878 Closed
CCP
41
Cardan Capital Partners
Colorado
– – -18,726 Closed
SG Americas Securities
42
SG Americas Securities
New York
– – -16,888 Closed
WAM
43
Weiss Asset Management
Massachusetts
– – -13,930 Closed
Ameriprise
44
Ameriprise
Minnesota
– – -10,384 Closed
PAG
45
Private Advisor Group
New Jersey
– – -10,344 Closed
Squarepoint
46
Squarepoint
New York
– – -10,078 Closed
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