SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

28 hedge funds and large institutions have $56M invested in LMP Capital and Income Fund in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
28
Holders Change
-1
Holders Change %
-3.45%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
15
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$7.85M
2
AAM
2
Advisors Asset Management
Colorado
$12.8M
3
WAM
3
Wolverine Asset Management
Illinois
$2.98M
4
PAG
4
Private Advisor Group
New Jersey
$848K
5
Morgan Stanley
5
Morgan Stanley
New York
$10.8M

Top Sellers

1
DA
1
Doliver Advisors
Texas
$0
2
GC
2
Guggenheim Capital
Illinois
$6.05M
3
Cohen & Steers
3
Cohen & Steers
New York
$3.13M
4
SFS
4
Shaker Financial Services
Virginia
$0
5
Wells Fargo
5
Wells Fargo
California
$3.39M
Name Market Value Shares Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$24K 1,500 +1,000 +200%
MA
27
MCF Advisors
Kentucky
$6K 400 – –
AIG
28
American International Group
New York
$3.38K 214 +4 +2%
DA
29
Doliver Advisors
Texas
– – -46,585 Closed
SFS
30
Shaker Financial Services
Virginia
– – -13,508 Closed
Ameriprise
31
Ameriprise
Minnesota
– – -970 Closed
TRCT
32
Tower Research Capital (TRC)
New York
– – -289 Closed
1
2