PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

38 hedge funds and large institutions have $9.68M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+4
Holders Change %
+11.76%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
9
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FAAS
First Allied Advisory Services
California
+$471K
2
SFI
SPC Financial Inc
Maryland
+$126K
3
PAG
Private Advisor Group
New Jersey
+$71.4K
4
US Bancorp
US Bancorp
Minnesota
+$51.3K
5
Osaic Holdings
Osaic Holdings
Arizona
+$47.2K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$135K
2
Wells Fargo
Wells Fargo
California
-$38.1K
3
LPL Financial
LPL Financial
California
-$28.4K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$28.3K
5
CAN
Cetera Advisor Networks
California
-$20K
Name Holding Trade Value Shares
Change 		Shares
Change %
Northwestern Mutual Wealth Management
26
Northwestern Mutual Wealth Management
Wisconsin
$113K – – –
Citigroup
27
Citigroup
New York
$102K +$3.1K +260 +3%
AF
28
Advisornet Financial
Minnesota
$87K – – –
SAM
29
S.A. Mason
Michigan
$83K – – –
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$64K -$10.9K -917 -15%
Bank of America
31
Bank of America
North Carolina
$59K +$6.47K +546 +12%
AWM
32
Adams Wealth Management
Utah
$28K +$28K +2,340 New
APA
33
American Portfolios Advisors
New York
$27.7K +$3.92K +329 +16%
FDCDDQ
34
Federation des caisses Desjardins du Quebec
Quebec, Canada
$15.5K – – –
FCM
35
Firestone Capital Management
Florida
$12K – – –
GWM
36
Geneos Wealth Management
Colorado
$10K – – –
BFEC
37
Benjamin F. Edwards & Company
Missouri
$5K +$5K +400 New
SXL
38
Summit X LLC
Missouri
$690 -$11 -1,496 -2%
CAN
39
Cetera Advisor Networks
California
– -$20K -1,810 Closed
1
2