PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

36 hedge funds and large institutions have $9.6M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2019 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$410K
2
MFW
Mosaic Family Wealth
Missouri
+$100K
3
DADC
D.A. Davidson & Co
Montana
+$31.8K
4
LPL Financial
LPL Financial
California
+$22.9K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$10.4K

Top Sellers

1
SXL
Summit X LLC
Missouri
-$1.47M
2
PAG
Private Advisor Group
New Jersey
-$365K
3
MAFM
Mid Atlantic Financial Management
Pennsylvania
-$145K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$122K
5
Wells Fargo
Wells Fargo
California
-$95.3K
Name Holding Trade Value Shares
Change 		Shares
Change %
FHA
26
Flagship Harbor Advisors
Massachusetts
$48K – – –
AG
27
Advisor Group
Arizona
$48K +$330 +29 +0.7%
FHB
28
First Hawaiian Bank
Hawaii
$46K – – –
Bank of America
29
Bank of America
North Carolina
$44K +$8.67K +770 +25%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$33K +$10.4K +930 +46%
FDCDDQ
31
Federation des caisses Desjardins du Quebec
Quebec, Canada
$29.2K – – –
RCAG
32
Rehmann Capital Advisory Group
Michigan
$22.4K – – –
APA
33
American Portfolios Advisors
New York
$14.6K – – –
GWM
34
Geneos Wealth Management
Colorado
$13K – – –
WAM
35
Wolverine Asset Management
Illinois
$6K +$6K +608 New
AIA
36
Alera Investment Advisors
Illinois
$4K +$4K +400 New
PAG
37
Private Advisor Group
New Jersey
– -$365K -34,662 Closed
MAFM
38
Mid Atlantic Financial Management
Pennsylvania
– -$145K -13,800 Closed
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
– -$122K -11,543 Closed
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