PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

25 hedge funds and large institutions have $9.49M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
-1
Holders Change %
-3.85%
% of All Funds
0.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
3
Reduced
11
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$1.63M
2
US Bancorp
US Bancorp
Minnesota
$99K
3
UBS Group
UBS Group
Switzerland
$135K
4
RPG
Risk Paradigm Group
Texas
$29K
5
NFG
Next Financial Group
Texas
$2K

Top Sellers

1
Fifth Third Bancorp
Fifth Third Bancorp
Ohio
$2.88M
2
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
$0
3
Bank of America
Bank of America
North Carolina
$92K
4
DADC
D.A. Davidson & Co
Montana
$0
5
GC
Guggenheim Capital
Illinois
$590K
Name Holding Trade Value Shares
Change 		Shares
Change %
Northwestern Mutual Wealth Management
26
Northwestern Mutual Wealth Management
Wisconsin
– -$263K -20,985 Closed
DADC
27
D.A. Davidson & Co
Montana
– -$115K -9,245 Closed
1
2