PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

24 hedge funds and large institutions have $9.96M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
24
Holders Change
-3
Holders Change %
-11.11%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
5
Reduced
6
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FAAS
First Allied Advisory Services
California
+$296K
2
Wells Fargo
Wells Fargo
California
+$209K
3
CA
Cetera Advisors
Colorado
+$155K
4
Morgan Stanley
Morgan Stanley
New York
+$126K
5
NPC
National Planning Corporation
California
+$56.7K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$445K
2
Fifth Third Bancorp
Fifth Third Bancorp
Ohio
-$365K
3
WAM
Wolverine Asset Management
Illinois
-$191K
4
CHA
Cedar Hill Associates
Illinois
-$111K
5
GC
Guggenheim Capital
Illinois
-$66.4K
Name Holding Trade Value Shares
Change 		Shares
Change %
WAM
26
Wolverine Asset Management
Illinois
– -$191K -17,646 Closed
MAS
27
Madden Advisory Services
Florida
– -$66K -6,071 Closed
EWM
28
Elite Wealth Management
Washington
– -$22K -2,000 Closed
FCCM
29
First City Capital Management
Georgia
– -$6.99K -643 Closed
NFG
30
Next Financial Group
Texas
– -$2K -200 Closed
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