PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

25 hedge funds and large institutions have $9.25M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
-2
Holders Change %
-7.41%
% of All Funds
0.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$757K
2
ICAS
2
Investors Capital Advisory Services
Massachusetts
$208K
3
Morgan Stanley
3
Morgan Stanley
New York
$593K
4
CHA
4
Cedar Hill Associates
Illinois
$748K
5
VFS
5
VSR Financial Services
Kansas
$220K

Top Sellers

1
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.89M
2
HFM
2
Hartford Financial Management
Connecticut
$0
3
GC
3
Guggenheim Capital
Illinois
$498K
4
UCFA
4
United Capital Financial Advisors
Texas
$0
5
LPL Financial
5
LPL Financial
California
$440K
Name Holding Trade Value Shares
Change 		Shares
Change %
HFM
26
Hartford Financial Management
Connecticut
– -$549K -49,964 Closed
UCFA
27
United Capital Financial Advisors
Texas
– -$171K -15,539 Closed
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
– -$77K -7,000 Closed
CAPTRUST Financial Advisors
29
CAPTRUST Financial Advisors
North Carolina
– -$55K -5,000 Closed
MA
30
MUFG Americas
New York
– -$5K -500 Closed
1
2