PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

42 hedge funds and large institutions have $13.9M invested in Flaherty & Crumrine Preferred and Income Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
42
Holders Change
-2
Holders Change %
-4.55%
% of All Funds
0.74%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
13
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.86M
2
Baird Financial Group
2
Baird Financial Group
Wisconsin
$214K
3
BAM
3
Belpointe Asset Management
Nevada
$191K
4
MAFM
4
Mid Atlantic Financial Management
Pennsylvania
$439K
5
WAM
5
Wolverine Asset Management
Illinois
$342K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$346K
2
CCA
2
Cadent Capital Advisors
Oklahoma
$0
3
PAG
3
Private Advisor Group
New Jersey
$0
4
CW
4
CreativeOne Wealth
Kansas
$357K
5
Wells Fargo
5
Wells Fargo
California
$669K
Name Market Value Shares Shares
Change 		Shares
Change %
WLPWM
26
Walled Lake Planning & Wealth Management
Illinois
$98K 6,236 – –
SW
27
SVB Wealth
Massachusetts
$61K 3,904 – –
PFGIA
28
Patriot Financial Group Insurance Agency
Massachusetts
$47K 3,000 +1,500 +100%
Rockefeller Capital Management
29
Rockefeller Capital Management
New York
$39K 2,500 – –
APA
30
American Portfolios Advisors
New York
$36.1K 2,293 -314 -12%
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$33K 2,136 +16 +0.8%
GRP
32
Global Retirement Partners
California
$30K 1,875 – –
RCA
33
Ranch Capital Advisors
Florida
$28K 1,750 – –
AF
34
Advisornet Financial
Minnesota
$20K 1,300 -1,200 -48%
GWM
35
Geneos Wealth Management
Colorado
$19K 1,216 +531 +78%
WWM
36
Wolff Wiese Magana
California
$16K 996 – –
AA
37
Addison Advisors
Vermont
$15K 921 – –
Koshinski Asset Management
38
Koshinski Asset Management
Illinois
$6.4K 406 +406 New
NFG
39
Next Financial Group
Texas
$6K 404 -1,302 -76%
US Bancorp
40
US Bancorp
Minnesota
$5K 300 – –
BMD
41
Better Money Decisions
New Mexico
$3K 200 – –
CCA
42
Cadent Capital Advisors
Oklahoma
– – -33,020 Closed
PAG
43
Private Advisor Group
New Jersey
– – -10,009 Closed
NFSG
44
Newbridge Financial Services Group
Florida
– – -6,555 Closed
ASN
45
Advisory Services Network
Georgia
– – -2,482 Closed
Citigroup
46
Citigroup
New York
– – -675 Closed
CFGS
47
Concourse Financial Group Securities
Alabama
– – – –
TRCT
48
Tower Research Capital (TRC)
New York
$0 8 +8 New
1
2