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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
SPC
26
Sigma Planning Corp
Michigan
$83K +$83.2K +3,400 New
SB
27
Suntrust Banks
Georgia
$73K
FFA
28
First Foundation Advisors
California
$72K
GWM
29
Geneos Wealth Management
Colorado
$72K +$1.81K +74 +3%
Bank of Montreal
30
Bank of Montreal
Ontario, Canada
$65K +$3.79K +155 +6%
IWM
31
IHT Wealth Management
Illinois
$63K
LA
32
LexAurum Advisors
Kansas
$63K
SC
33
Stratford Consulting
Texas
$62K
CAC
34
Certified Advisory Corp
Florida
$62K +$1.81K +74 +3%
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$20K +$20K +819 New
CFA
36
Carroll Financial Associates
North Carolina
$18K
ASN
37
Advisory Services Network
Georgia
$12K
IA
38
IFP Advisors
Florida
$8K
FHB
39
First Hawaiian Bank
Hawaii
$4K +$3.94K +161 New
Carson Wealth (CWM LLC)
40
Carson Wealth (CWM LLC)
Nebraska
$3K +$73 +3 +3%
THWM
41
Taylor Hoffman Wealth Management
Virginia
$2K
WSTAM
42
Wilbanks Smith & Thomas Asset Management
Virginia
$2K +$2.42K +99 New
Citigroup
43
Citigroup
New York
$1K
FIA
44
FNY Investment Advisers
New York
$1K
SBIA
45
Sheaff Brock Investment Advisors
Indiana
-$167K -6,906 Closed
CFC
46
Coyle Financial Counsel
Illinois
-$161K -6,685 Closed
NMC
47
Nine Masts Capital
Hong Kong
-$137K -5,675 Closed
CAN
48
Cetera Advisor Networks
California
-$125K -5,187 Closed
EFS
49
Essex Financial Services
Connecticut
-$67K -2,775 Closed
CF
50
Centaurus Financial
California
-$67K -2,770 Closed