First Foundation Advisors’s Virtus Convertible & Income Fund II NCZ Stock Holding History

First Foundation Advisors’s Portfolio NCZ Stock Details NCZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-2,940	Closed	-$59K	–	362
2019 Q3	$59K	Hold	2,940	–	–	﹤0.01%	355
2019 Q2	$59K	Hold	2,940	–	–	﹤0.01%	342
2019 Q1	$67K	Hold	2,940	–	–	﹤0.01%	328
2018 Q4	$53K	Hold	2,940	–	–	﹤0.01%	374
2018 Q3	$72K	Hold	2,940	–	–	﹤0.01%	350
2018 Q2	$71K	Hold	2,940	–	–	﹤0.01%	324
2018 Q1	$70K	Hold	2,940	–	–	﹤0.01%	311
2017 Q4	$73K	Hold	2,940	–	–	﹤0.01%	318
2017 Q3	$73K	Sell	2,940 -875	-23%	-$21.9K	﹤0.01%	299
2017 Q2	$95K	Buy	3,815 +875	+30%	+$21.5K	0.01%	304
2017 Q1	$71K	Hold	2,940	–	–	﹤0.01%	307
2016 Q4	$67K	Hold	2,940	–	–	﹤0.01%	305
2016 Q3	$70K	Buy	+2,940	New	+$67.5K	﹤0.01%	284

Other funds holding NCZ

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

KOMWMG

Kerntke Otto McGlone Wealth Management Group Appleton, Wisconsin $165M AUM 23.53% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

First Foundation Advisors's NCZ Position: Q4 2019 in Review

First Foundation Advisors sold out of Virtus Convertible & Income Fund II (NCZ) in Q4 2019, closing a stake of 2,940 shares — an estimated $59K sold.

First Foundation Advisors first reported a position in NCZ in Q3 2016 and held it in 13 quarters. The position peaked at $95K in Q2 2017. 54 funds tracked by Wall St. Rank hold NCZ as of Q4 2019.

First Foundation Advisors reported no remaining Virtus Convertible & Income Fund II position as of Q4 2019 after selling out during the quarter.
First Foundation Advisors sold 2,940 Virtus Convertible & Income Fund II shares in Q4 2019, an estimated $59K.
First Foundation Advisors first reported a position in Virtus Convertible & Income Fund II in Q3 2016 and held it in 13 quarters.
First Foundation Advisors's Virtus Convertible & Income Fund II position peaked at $95K in Q2 2017.
54 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund II as of Q4 2019.

Based on First Foundation Advisors's 13F filing for Q4 2019, filed 11 Feb 2020.