Carroll Financial Associates’s Virtus Convertible & Income Fund II NCZ Stock Holding History

Carroll Financial Associates’s Portfolio NCZ Stock Details NCZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-981	Closed	-$19K	–	1633
2019 Q3	$19K	Hold	981	–	–	﹤0.01%	843
2019 Q2	$19K	Buy	+981	New	+$20.1K	﹤0.01%	845
2018 Q4	–	Sell	-750	Closed	-$18K	–	1352
2018 Q3	$18K	Hold	750	–	–	﹤0.01%	737
2018 Q2	$18K	Hold	750	–	–	﹤0.01%	715
2018 Q1	$17K	Sell	750 -538	-42%	-$13.2K	﹤0.01%	717
2017 Q4	$31K	Hold	1,288	–	–	﹤0.01%	569
2017 Q3	$32K	Hold	1,288	–	–	﹤0.01%	563
2017 Q2	$32K	Hold	1,288	–	–	﹤0.01%	579
2017 Q1	$31K	Hold	1,288	–	–	﹤0.01%	569
2016 Q4	$29K	Hold	1,288	–	–	﹤0.01%	564
2016 Q3	$30K	Buy	1,288 +538	+72%	+$12.3K	﹤0.01%	562
2016 Q2	$15K	Sell	750 -25	-3%	-$512	﹤0.01%	693
2016 Q1	$15K	Buy	775 +25	+3%	+$452	﹤0.01%	677
2015 Q4	$15K	Hold	750	–	–	﹤0.01%	652
2015 Q3	$16K	Hold	750	–	–	﹤0.01%	615
2015 Q2	$22K	Hold	750	–	–	﹤0.01%	541
2015 Q1	$25K	Hold	750	–	–	0.01%	384
2014 Q4	$26K	Buy	+750	New	+$26.5K	0.02%	342

Other funds holding NCZ

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

KOMWMG

Kerntke Otto McGlone Wealth Management Group Appleton, Wisconsin $165M AUM 23.53% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Carroll Financial Associates's NCZ Position: Q4 2019 in Review

Carroll Financial Associates sold out of Virtus Convertible & Income Fund II (NCZ) in Q4 2019, closing a stake of 981 shares — an estimated $19K sold.

Carroll Financial Associates first reported a position in NCZ in Q4 2014 and held it in 18 quarters. The position peaked at $32K in Q3 2017. 54 funds tracked by Wall St. Rank hold NCZ as of Q4 2019.

Carroll Financial Associates reported no remaining Virtus Convertible & Income Fund II position as of Q4 2019 after selling out during the quarter.
Carroll Financial Associates sold 981 Virtus Convertible & Income Fund II shares in Q4 2019, an estimated $19K.
Carroll Financial Associates first reported a position in Virtus Convertible & Income Fund II in Q4 2014 and held it in 18 quarters.
Carroll Financial Associates's Virtus Convertible & Income Fund II position peaked at $32K in Q3 2017.
54 funds tracked by Wall St. Rank held Virtus Convertible & Income Fund II as of Q4 2019.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.