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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DA
26
Doliver Advisors
Texas
$218K +$230K +5,706 New
CWM
27
Concert Wealth Management
California
$200K -$10.1K -250 -5%
ICAS
28
Investors Capital Advisory Services
Massachusetts
$199K +$55.1K +1,367 +35%
AIG
29
American International Group
New York
$186K +$126K +3,128 +179%
Deutsche Bank
30
Deutsche Bank
Germany
$141K +$10.1K +250 +7%
Citigroup
31
Citigroup
New York
$120K -$32.5K -807 -20%
PAG
32
Private Advisor Group
New Jersey
$112K
PMG
33
ProVise Management Group
Florida
$109K +$115K +2,863 New
Creative Planning
34
Creative Planning
Kansas
$93K -$13.6K -338 -12%
NES
35
New England Securities
New York
$44K
WA
36
WFG Advisors
Texas
$36K
SF
37
Synovus Financial
Georgia
$29K +$846 +21 +3%
FMP
38
Financial Management Professionals
Texas
$20K
NFG
39
Next Financial Group
Texas
$19K
RIA
40
Regal Investment Advisors
Michigan
$18K
PMFA
41
Plante Moran Financial Advisors
Michigan
$17K
CFG
42
CKW Financial Group
Hawaii
$15K
US Bancorp
43
US Bancorp
Minnesota
$13K -$20.1K -500 -59%
NSIM
44
North Star Investment Management
Illinois
$12K
LFR
45
Lehman Financial Resources
Pennsylvania
$9K
RAM
46
Riggs Asset Management
Pennsylvania
$7K +$7.53K +187 New
TCM
47
Tradewinds Capital Management
Washington
$6K
MPWT
48
MassMutual Private Wealth & Trust
Connecticut
$4.78K
FWM
49
Focused Wealth Management
New York
$2K
PSUF
50
People's United Financial
Connecticut
$2K