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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
26
Citigroup
New York
$167K -$23.2K -559 -12%
ICAS
27
Investors Capital Advisory Services
Massachusetts
$163K +$24.2K +583 +18%
Deutsche Bank
28
Deutsche Bank
Germany
$146K +$105K +2,535 +274%
PAG
29
Private Advisor Group
New Jersey
$124K
Creative Planning
30
Creative Planning
Kansas
$117K -$21.3K -513 -16%
AIG
31
American International Group
New York
$74.2K -$88K -2,120 -55%
NES
32
New England Securities
New York
$49K
BRWA
33
B. Riley Wealth Advisors
Florida
$45.2K +$44.3K +1,067 New
WA
34
WFG Advisors
Texas
$39K -$2.99K -72 -7%
US Bancorp
35
US Bancorp
Minnesota
$36K
SF
36
Synovus Financial
Georgia
$32K +$830 +20 +3%
FMP
37
Financial Management Professionals
Texas
$22K
RIA
38
Regal Investment Advisors
Michigan
$20K
NFG
39
Next Financial Group
Texas
$19K +$20.3K +489 New
PMFA
40
Plante Moran Financial Advisors
Michigan
$18K +$18K +434 New
CFG
41
CKW Financial Group
Hawaii
$17K +$16.4K +394 New
NSIM
42
North Star Investment Management
Illinois
$14K
LFR
43
Lehman Financial Resources
Pennsylvania
$10K
TCM
44
Tradewinds Capital Management
Washington
$7K
MPWT
45
MassMutual Private Wealth & Trust
Connecticut
$5.29K +$5.19K +125 New
TWA
46
TCI Wealth Advisors
Arizona
$5K +$5.06K +122 New
1IC
47
1919 Investment Counsel
Maryland
$4K
DADC
48
D.A. Davidson & Co
Montana
$3K +$83 +2 +3%
FWM
49
Focused Wealth Management
New York
$3K +$2.61K +63 New
WEC
50
Winslow Evans & Crocker
Massachusetts
$2.12K