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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
M&T Bank
176
M&T Bank
New York
$864K +$879K +16,934 New
COF
177
Capital One Financial
Virginia
$803K +$818K +15,753 New
PFGIA
178
Patriot Financial Group Insurance Agency
Massachusetts
$800K +$26K +500 +3%
SFP
179
Strategic Financial Partners
Oregon
$793K -$302K -5,819 -27%
MSAM
180
Moloney Securities Asset Management
Missouri
$713K +$11.1K +213 +2%
MOS
181
MGO One Seven
Ohio
$707K -$145K -2,793 -17%
VAG
182
VisionPoint Advisory Group
Texas
$706K +$40.5K +780 +6%
OA
183
Oxbow Advisors
Texas
$687K +$255K +4,907 +57%
CRWM
184
Castle Rock Wealth Management
California
$686K -$3.12K -60 -0.5%
TC
185
Telemus Capital
Michigan
$657K -$1.06M -20,460 -62%
EWM
186
EPG Wealth Management
Georgia
$649K -$2.55M -49,188 -79%
AT
187
Arden Trust
Delaware
$646K -$776K -14,940 -54%
TC
188
TownSquare Capital
Utah
$629K +$309K +5,959 +96%
TWM
189
Titus Wealth Management
California
$626K -$260K -5,000 -29%
PIA
190
Pinion Investment Advisors
Kansas
$623K +$411K +7,921 +184%
JIP
191
Jaffetilchin Investment Partners
Florida
$608K +$80.7K +1,554 +15%
WA
192
Winfield Associates
Ohio
$601K +$612K +11,793 New
LNWWM
193
Laird Norton Wetherby Wealth Management
California
$581K +$592K +11,400 New
CFG
194
Cooper Financial Group
California
$580K +$3.38K +65 +0.6%
Koshinski Asset Management
195
Koshinski Asset Management
Illinois
$562K +$16.6K +320 +3%
1IA
196
1834 Investment Advisors
Wisconsin
$546K – – –
CWS
197
Cypress Wealth Services
California
$546K – – –
SIM
198
SSI Investment Management
California
$539K -$7.8M -150,154 -93%
PAG
199
Pinnacle Advisory Group
Maryland
$536K -$124K -2,385 -19%
Comerica Bank
200
Comerica Bank
Texas
$519K +$522K +10,061 New