Capital One Financial’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-7,250	Closed	-$373K	–	195
2020 Q4	$373K	Sell	7,250 -9,150	-56%	-$471K	0.05%	139
2020 Q3	$848K	Buy	16,400 +500	+3%	+$25.9K	0.11%	111
2020 Q2	$822K	Buy	15,900 +147	+0.9%	+$7.6K	0.11%	140
2020 Q1	$803K	Buy	+15,753	New	+$803K	0.13%	136