Capital One Financial’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Capital One Financial’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-7,250	Closed	-$373K	–	195
2020 Q4	$373K	Sell	7,250 -9,150	-56%	-$472K	0.05%	139
2020 Q3	$848K	Buy	16,400 +500	+3%	+$25.9K	0.11%	111
2020 Q2	$822K	Buy	15,900 +147	+0.9%	+$7.59K	0.11%	140
2020 Q1	$803K	Buy	+15,753	New	+$818K	0.13%	136

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RBA

Richard Bernstein Advisors New York $3.45B AUM 16.24% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Capital One Financial's LMBS Position: Q1 2021 in Review

Capital One Financial sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q1 2021, closing a stake of 7,250 shares — an estimated $373K sold.

Capital One Financial first reported a position in LMBS in Q1 2020 and held it in 4 quarters. The position peaked at $848K in Q3 2020. 353 funds tracked by Wall St. Rank hold LMBS as of Q1 2021.

Capital One Financial reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q1 2021 after selling out during the quarter.
Capital One Financial sold 7,250 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q1 2021, an estimated $373K.
Capital One Financial first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2020 and held it in 4 quarters.
Capital One Financial's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $848K in Q3 2020.
353 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q1 2021.

Based on Capital One Financial's 13F filing for Q1 2021, filed 14 May 2021.