Oxbow Advisors’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Oxbow Advisors’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-9,017	Closed	-$427K	–	229
2022 Q3	$427K	Hold	9,017	–	–	0.07%	169
2022 Q2	$436K	Hold	9,017	–	–	0.06%	171
2022 Q1	$441K	Hold	9,017	–	–	0.04%	192
2021 Q4	$451K	Hold	9,017	–	–	0.04%	197
2021 Q3	$456K	Hold	9,017	–	–	0.05%	204
2021 Q2	$459K	Sell	9,017 -1,920	-18%	-$98.1K	0.05%	206
2021 Q1	$558K	Sell	10,937 -2,410	-18%	-$124K	0.07%	177
2020 Q4	$687K	Sell	13,347 -130	-1%	-$6.7K	0.09%	152
2020 Q3	$696K	Hold	13,477	–	–	0.09%	151
2020 Q2	$696K	Hold	13,477	–	–	0.1%	149
2020 Q1	$687K	Buy	13,477 +4,907	+57%	+$255K	0.12%	147
2019 Q4	$444K	Hold	8,570	–	–	0.05%	218
2019 Q3	$446K	Buy	+8,570	New	+$445K	0.06%	208

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Oxbow Advisors's LMBS Position: Q4 2022 in Review

Oxbow Advisors sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q4 2022, closing a stake of 9,017 shares — an estimated $427K sold.

Oxbow Advisors first reported a position in LMBS in Q3 2019 and held it in 13 quarters. The position peaked at $696K in Q3 2020. 379 funds tracked by Wall St. Rank hold LMBS as of Q4 2022.

Oxbow Advisors reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q4 2022 after selling out during the quarter.
Oxbow Advisors sold 9,017 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q4 2022, an estimated $427K.
Oxbow Advisors first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q3 2019 and held it in 13 quarters.
Oxbow Advisors's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $696K in Q3 2020.
379 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q4 2022.

Based on Oxbow Advisors's 13F filing for Q4 2022, filed 1 Feb 2023.