Oxbow Advisors’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-9,017	Closed	-$427K	–	229
2022 Q3	$427K	Hold	9,017	–	–	0.07%	169
2022 Q2	$436K	Hold	9,017	–	–	0.06%	171
2022 Q1	$441K	Hold	9,017	–	–	0.04%	192
2021 Q4	$451K	Hold	9,017	–	–	0.04%	197
2021 Q3	$456K	Hold	9,017	–	–	0.05%	204
2021 Q2	$459K	Sell	9,017 -1,920	-18%	-$98.1K	0.05%	206
2021 Q1	$558K	Sell	10,937 -2,410	-18%	-$124K	0.07%	177
2020 Q4	$687K	Sell	13,347 -130	-1%	-$6.7K	0.09%	152
2020 Q3	$696K	Hold	13,477	–	–	0.09%	151
2020 Q2	$696K	Hold	13,477	–	–	0.1%	149
2020 Q1	$687K	Buy	13,477 +4,907	+57%	+$255K	0.12%	147
2019 Q4	$444K	Hold	8,570	–	–	0.05%	218
2019 Q3	$446K	Buy	+8,570	New	+$445K	0.06%	208