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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AG
26
Advisor Group
Arizona
$19M +$3.66M +70,620 +24%
Baird Financial Group
27
Baird Financial Group
Wisconsin
$18M +$5.58M +107,546 +45%
TCM
28
TD Capital Management
Tennessee
$17.6M -$9.17M -176,736 -34%
AWM
29
AE Wealth Management
Kansas
$17.6M +$7.55M +145,494 +75%
GFPC
30
Global Financial Private Capital
Florida
$17M -$926K -17,843 -5%
SS
31
Simplicity Solutions
Minnesota
$16.6M +$6.1M +117,626 +58%
FAM
32
Flaharty Asset Management
Florida
$15.8M +$273K +5,267 +2%
IA
33
IFP Advisors
Florida
$14.7M -$2.41M -46,421 -14%
WCFA
34
Walkner Condon Financial Advisors
Wisconsin
$13.2M +$13.2M +253,957 New
CSIC
35
Clifford Swan Investment Counsel
California
$13M +$4.23M +81,581 +48%
SPIA
36
Steward Partners Investment Advisory
New York
$10.6M +$77.7K +1,497 +0.7%
PAG
37
Private Advisor Group
New Jersey
$10.6M +$3.64M +70,080 +52%
MML Investors Services
38
MML Investors Services
Massachusetts
$10.5M -$732K -14,104 -7%
GBT
39
Grove Bank & Trust
Florida
$10.3M +$62.5K +1,205 +0.6%
Renaissance Technologies
40
Renaissance Technologies
New York
$9.96M +$814K +15,686 +9%
IAA
41
Independent Advisor Alliance
North Carolina
$9.91M +$9.93M +191,392 New
W
42
WealthOne
New York
$9.66M +$1.37M +26,486 +17%
CCM
43
Condor Capital Management
New Jersey
$9.56M -$93.5K -1,801 -1%
Janney Montgomery Scott
44
Janney Montgomery Scott
Pennsylvania
$9.38M +$1.05M +20,260 +13%
TPW
45
TL Private Wealth
Texas
$8.9M +$8.85M +170,530 New
BFG
46
Beacon Financial Group
Texas
$8.87M +$490K +9,440 +6%
CCG
47
Cypress Capital Group
Florida
$8.72M +$2.38M +45,803 +37%
HGWM
48
Harvest Group Wealth Management
Massachusetts
$8.4M +$8.42M +162,256 New
ACA
49
Ascension Capital Advisors
Texas
$8.4M +$8.41M +162,114 New
SIM
50
SSI Investment Management
California
$8.32M +$1.09M +20,976 +15%