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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
HWM
301
Howard Wealth Management
Connecticut
$247K – – –
MC
302
Moors & Cabot
Massachusetts
$246K +$25.9K +510 +12%
AL
303
ADE LLC
Maryland
$243K -$122K -2,400 -33%
RMAM
304
Raab & Moskowitz Asset Management
New Jersey
$238K +$239K +4,713 New
PP
305
Patron Partners
Texas
$232K – – –
MIM
306
MTM Investment Management
South Carolina
$215K – – –
SFP
307
Strategic Financial Partners
Oregon
$213K -$27.1K -534 -11%
SW
308
SVB Wealth
Massachusetts
$210K -$43.2K -852 -17%
TCWA
309
Ten Capital Wealth Advisors
Washington
$208K -$5.53K -109 -3%
CCG
310
Chatham Capital Group
Georgia
$202K – – –
CFD
311
Creative Financial Designs
Indiana
$202K +$48.9K +964 +32%
AWM
312
Accel Wealth Management
Iowa
$164K -$133K -2,620 -45%
RWM
313
Raffa Wealth Management
District of Columbia
$148K +$18.8K +370 +14%
HA
314
Herold Advisors
New York
$146K +$147K +2,900 New
CWA
315
Clearview Wealth Advisors
Oregon
$126K +$609 +12 +0.5%
TAM
316
Tucker Asset Management
Colorado
$121K -$30.1K -594 -20%
SFPG
317
Stonebridge Financial Planning Group
Florida
$114K – – –
KPCM
318
Kings Point Capital Management
New York
$101K +$101K +2,000 New
FA
319
Flagstar Advisors
New York
$100K +$99.9K +1,968 New
PMFA
320
Plante Moran Financial Advisors
Michigan
$97K – – –
APC
321
Aspire Private Capital
North Carolina
$95K -$55.9K -1,102 -37%
CAPTRUST Financial Advisors
322
CAPTRUST Financial Advisors
North Carolina
$94K -$183K -3,599 -66%
SIM
323
Sonora Investment Management
Arizona
$71K – – –
PNC Financial Services Group
324
PNC Financial Services Group
Pennsylvania
$71K +$7.66K +151 +12%
Bank of Montreal
325
Bank of Montreal
Ontario, Canada
$68K +$25.3K +499 +59%