Moors & Cabot’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Moors & Cabot’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-15,452	Closed	-$733K	–	909
2022 Q4	$733K	Sell	15,452 -420	-3%	-$19.9K	0.05%	329
2022 Q3	$752K	Sell	15,872 -3,972	-20%	-$192K	0.06%	302
2022 Q2	$958K	Buy	19,844 +1,188	+6%	+$57.7K	0.07%	278
2022 Q1	$913K	Buy	18,656 +4,073	+28%	+$202K	0.06%	313
2021 Q4	$729K	Buy	14,583 +9,708	+199%	+$488K	0.04%	365
2021 Q3	$246K	Buy	4,875 +510	+12%	+$25.9K	0.02%	675
2021 Q2	$222K	Buy	+4,365	New	+$223K	0.02%	696

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Moors & Cabot's LMBS Position: Q1 2023 in Review

Moors & Cabot sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q1 2023, closing a stake of 15,452 shares — an estimated $733K sold.

Moors & Cabot first reported a position in LMBS in Q2 2021 and held it in 7 quarters. The position peaked at $958K in Q2 2022. 378 funds tracked by Wall St. Rank hold LMBS as of Q1 2023.

Moors & Cabot reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q1 2023 after selling out during the quarter.
Moors & Cabot sold 15,452 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q1 2023, an estimated $733K.
Moors & Cabot first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q2 2021 and held it in 7 quarters.
Moors & Cabot's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $958K in Q2 2022.
378 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q1 2023.

Based on Moors & Cabot's 13F filing for Q1 2023, filed 5 May 2023.