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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWMS
276
Advocacy Wealth Management Services
Georgia
$9K -$238K -4,592 -96%
JFA
277
JNBA Financial Advisors
Minnesota
$9K -$32.7K -630 -78%
SL
278
Salomon & Ludwin
Virginia
$9K +$9.5K +183 New
VFA
279
Valeo Financial Advisors
Indiana
$8K +$7.84K +151 New
HIA
280
Harbor Investment Advisory
Maryland
$5K +$5.45K +105 New
Northwestern Mutual Wealth Management
281
Northwestern Mutual Wealth Management
Wisconsin
$4K -$312 -6 -8%
CAGAS
282
Capital Advisory Group Advisory Services
Minnesota
$4K +$4.31K +83 New
ME
283
McIlrath & Eck
Washington
$3K – – –
AssetMark Inc
284
AssetMark Inc
California
$2K +$2.44K +47 New
SL
285
Savior LLC
Massachusetts
$1K +$571 +11 New
IAA
286
Independent Advisor Alliance
North Carolina
– -$9.91M -191,392 Closed
LWAC
287
Laurel Wealth Advisors (California)
California
– -$6.64M -128,153 Closed
FHB
288
First Hawaiian Bank
Hawaii
– -$2.98M -57,565 Closed
ATPW
289
Ashton Thomas Private Wealth
Arizona
– -$2.13M -41,066 Closed
PPW
290
Pasadena Private Wealth
California
– -$2.1M -40,574 Closed
CIA
291
Capital Investment Advisors
Georgia
– -$1.01M -19,433 Closed
PP
292
Paloma Partners
Connecticut
– -$995K -19,204 Closed
AWM
293
Altium Wealth Management
New York
– -$895K -17,275 Closed
GLR
294
Great Lakes Retirement
Ohio
– -$603K -11,646 Closed
IFG
295
Investors Financial Group
Minnesota
– -$598K -11,536 Closed
AAMC
296
Asset Allocation & Management Company
Illinois
– -$502K -9,691 Closed
VCM
297
Virtue Capital Management
Tennessee
– -$405K -7,826 Closed
HIS
298
Harvest Investment Services
Illinois
– -$363K -7,010 Closed
JWCA
299
J.W. Cole Advisors
Florida
– -$322K -6,210 Closed
BFA
300
Beacon Financial Advisory
Ohio
– -$236K -4,558 Closed