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Horizon Technology Finance
HRZN

Overview Fund Activity

38 hedge funds and large institutions have $30.1M invested in Horizon Technology Finance in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
-10
Holders Change %
-20.83%
% of All Funds
1.09%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
15
Reduced
11
Closed
19
Calls
$105K
Puts
$351K
Net Calls
-$246K
Net Calls Change
-$12K

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$5.26M
2
U
UBS
Switzerland
+$2.47M
3
Morgan Stanley
Morgan Stanley
New York
+$900K
4
Deutsche Bank
Deutsche Bank
Germany
+$736K
5
PP
Paloma Partners
Connecticut
+$518K

Top Sellers

1
BFA
BlackRock Fund Advisors
California
-$3.07M
2
State Street
State Street
Massachusetts
-$1.29M
3
WFI
West Family Investments
California
-$1.23M
4
BIT
BlackRock Institutional Trust
California
-$1.19M
5
PI
Putnam Investments
Massachusetts
-$1.02M
Name Holding Trade Value Shares
Change 		Shares
Change %
Barclays
26
Barclays
United Kingdom
$36K +$22.9K +1,658 +175%
FNBT
27
FineMark National Bank & Trust
Florida
$29K – – –
Creative Planning
28
Creative Planning
Kansas
$29K – – –
Citigroup
29
Citigroup
New York
$24K -$16.2K -1,113 -40%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$14K +$132 +9 +0.9%
GSC
31
Ground Swell Capital
South Carolina
$13K +$13K +909 New
Fifth Third Bancorp
32
Fifth Third Bancorp
Ohio
$7K – – –
AC
33
Alexandria Capital
Virginia
$5K -$5K -359 -50%
BNP Paribas Financial Markets
34
BNP Paribas Financial Markets
France
$4.85K +$3.89K +266 +403%
TRCT
35
Tower Research Capital (TRC)
New York
$4K -$40 -3 -1%
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$3K +$3K +200 New
AIG
37
American International Group
New York
$468 -$81.8K -5,595 -99%
BFA
38
BlackRock Fund Advisors
California
– -$3.07M -245,689 Closed
State Street
39
State Street
Massachusetts
– -$1.29M -103,058 Closed
BIT
40
BlackRock Institutional Trust
California
– -$1.19M -95,415 Closed
PI
41
Putnam Investments
Massachusetts
– -$1.02M -81,304 Closed
AIM
42
Allen Investment Management
New York
– -$583K -46,612 Closed
TCIM
43
TIAA CREF Investment Management
New York
– -$479K -38,296 Closed
BIM
44
BlackRock Investment Management
Delaware
– -$365K -29,191 Closed
Bank of New York Mellon
45
Bank of New York Mellon
New York
– -$318K -25,467 Closed
NFA
46
Nationwide Fund Advisors
Ohio
– -$318K -25,434 Closed
California State Teachers Retirement System (CalSTRS)
47
California State Teachers Retirement System (CalSTRS)
California
– -$187K -14,938 Closed
Vanguard Group
48
Vanguard Group
Pennsylvania
– -$160K -12,855 Closed
TA
49
Teachers Advisors
New York
– -$154K -12,299 Closed
Geode Capital Management
50
Geode Capital Management
Massachusetts
– -$150K -11,993 Closed
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