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Horizon Technology Finance

38 hedge funds and large institutions have $30.1M invested in Horizon Technology Finance in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 11 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 11

13% more capital invested

Capital invested by funds: $26.7M → $30.1M (+$3.37M)

21% less funds holding

Funds holding: 4838 (-10)

53% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 19

70% less call options, than puts

Call options by funds: $105K | Put options by funds: $351K

Holders
38
Holders Change
-10
Holders Change %
-20.83%
% of All Funds
1.09%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
15
Reduced
11
Closed
19
Calls
$105K
Puts
$351K
Net Calls
-$246K
Net Calls Change
-$12K
Name Holding Trade Value Shares
Change
Change in
Stake
Barclays
26
Barclays
United Kingdom
$36K +$22.5K +1,658 +175%
Creative Planning
27
Creative Planning
Kansas
$29K
FNBT
28
FineMark National Bank & Trust
Florida
$29K
Citigroup
29
Citigroup
New York
$24K -$15.1K -1,113 -40%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$14K +$122 +9 +0.9%
GSC
31
Ground Swell Capital
South Carolina
$13K +$12.3K +909 New
Fifth Third Bancorp
32
Fifth Third Bancorp
Ohio
$7K
AC
33
Alexandria Capital
Virginia
$5K -$4.87K -359 -50%
BNP Paribas Financial Markets
34
BNP Paribas Financial Markets
France
$4.85K +$3.61K +266 +403%
TRCT
35
Tower Research Capital (TRC)
New York
$4K -$41 -3 -1%
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$3K +$2.71K +200 New
AIG
37
American International Group
New York
$468 -$75.9K -5,595 -99%
BFA
38
BlackRock Fund Advisors
California
-$3.07M -245,689 Closed
State Street
39
State Street
Massachusetts
-$1.29M -103,058 Closed
BIT
40
BlackRock Institutional Trust
California
-$1.19M -95,415 Closed
PI
41
Putnam Investments
Massachusetts
-$1.02M -81,304 Closed
AIM
42
Allen Investment Management
New York
-$583K -46,612 Closed
TCIM
43
TIAA CREF Investment Management
New York
-$479K -38,296 Closed
BIM
44
BlackRock Investment Management
Delaware
-$365K -29,191 Closed
Bank of New York Mellon
45
Bank of New York Mellon
New York
-$318K -25,467 Closed
NFA
46
Nationwide Fund Advisors
Ohio
-$318K -25,434 Closed
California State Teachers Retirement System (CalSTRS)
47
California State Teachers Retirement System (CalSTRS)
California
-$187K -14,938 Closed
Vanguard Group
48
Vanguard Group
Pennsylvania
-$160K -12,855 Closed
TA
49
Teachers Advisors
New York
-$154K -12,299 Closed
Geode Capital Management
50
Geode Capital Management
Massachusetts
-$150K -11,993 Closed

HRZN Hedge Fund Activity: Q2 2014 in Review

38 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q2 2014, worth a combined $30.1M — up 13% from $26.7M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of HRZN and 9 opened new positions — a net loss of 10 holders — while 11 trimmed existing stakes and 15 added.

The largest buyer was Advisors Asset Management, adding an estimated $4.88M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $3.07M sold.

  • 38 institutional investors held Horizon Technology Finance (HRZN) as of Q2 2014, down from 48 in Q1 2014.
  • Funds reported $30.1M of Horizon Technology Finance stock for Q2 2014, up 13% quarter-over-quarter.
  • 9 funds opened new Horizon Technology Finance positions in Q2 2014 and 19 closed out, a net change of -10 holders.
  • The largest Horizon Technology Finance buyer in Q2 2014 was Advisors Asset Management, an estimated $4.88M added.
  • The largest Horizon Technology Finance seller in Q2 2014 was BlackRock Fund Advisors, an estimated $3.07M sold.

Based on aggregated 13F filings for Q2 2014.