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Ground Swell Capital’s Horizon Technology Finance HRZN Stock Holding History

Ground Swell Capital’s Portfolio HRZN Stock Details HRZN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$11K Sell
800
-109
-12% -$1.54K 0.02% 867
2014
Q2 		$13K Buy
+909
New +$12.3K 0.03% 598

Other funds holding HRZN

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
BAS
Brown Advisory Securities Baltimore, Maryland $27.3M AUM 10.67% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Ground Swell Capital's HRZN Position: Q3 2014 in Review

Ground Swell Capital reduced its Horizon Technology Finance (HRZN) stake by 12% in Q3 2014, selling an estimated $1.54K and leaving 800 shares worth $11K. The position accounts for 0.02% of the portfolio, ranked #867.

Ground Swell Capital first reported a position in HRZN in Q2 2014 and has held it in 2 quarters since. The position peaked at $13K in Q2 2014. 31 funds tracked by Wall St. Rank hold HRZN as of Q3 2014.

  • Ground Swell Capital held 800 shares of Horizon Technology Finance worth $11K as of Q3 2014.
  • Ground Swell Capital sold 109 Horizon Technology Finance shares in Q3 2014, an estimated $1.54K.
  • Horizon Technology Finance made up 0.02% of Ground Swell Capital's portfolio in Q3 2014, its #867 holding.
  • Ground Swell Capital first reported a position in Horizon Technology Finance in Q2 2014 and has held it in 2 quarters since.
  • Ground Swell Capital's Horizon Technology Finance position peaked at $13K in Q2 2014.
  • 31 funds tracked by Wall St. Rank held Horizon Technology Finance as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.