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Horizon Technology Finance
HRZN

Overview Fund Activity

48 hedge funds and large institutions have $26.7M invested in Horizon Technology Finance in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+4
Holders Change %
+9.09%
% of All Funds
1.39%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
19
Reduced
14
Closed
4
Calls
$95K
Puts
$329K
Net Calls
-$234K
Net Calls Change
-$251K

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$1.53M
2
U
UBS
Switzerland
+$908K
3
Two Sigma Investments
Two Sigma Investments
New York
+$516K
4
AIM
Allen Investment Management
New York
+$416K
5
LSV Asset Management
LSV Asset Management
Illinois
+$409K

Top Sellers

1
YMRC
Yorktown Management & Research Company
Virginia
-$4.09M
2
PI
Putnam Investments
Massachusetts
-$3.4M
3
NFA
Nationwide Fund Advisors
Ohio
-$828K
4
Wells Fargo
Wells Fargo
California
-$251K
5
WFI
West Family Investments
California
-$245K
Name Holding Trade Value Shares
Change 		Shares
Change %
Vanguard Group
26
Vanguard Group
Pennsylvania
$160K -$17.6K -1,416 -10%
TA
27
Teachers Advisors
New York
$154K – – –
Geode Capital Management
28
Geode Capital Management
Massachusetts
$150K +$150K +11,993 New
Charles Schwab
29
Charles Schwab
California
$139K – – –
BRWA
30
B. Riley Wealth Advisors
Florida
$107K +$100 +8 +0.1%
PAM
31
Panagora Asset Management
Massachusetts
$80K +$80K +6,406 New
PG
32
PEAK6 Group
Illinois
$72K +$72K +5,729 New
AIG
33
American International Group
New York
$70.4K +$1.68K +134 +2%
WRM
34
Westport Resources Management
Connecticut
$57K -$3.76K -300 -6%
BA
35
BlackRock Advisors
Delaware
$55K +$4.38K +353 +9%
Deutsche Bank
36
Deutsche Bank
Germany
$47K +$24.7K +2,011 +111%
MSE
37
MUFG Securities EMEA
United Kingdom
$45K +$45K +3,594 New
Citigroup
38
Citigroup
New York
$35K -$24.6K -1,937 -41%
Creative Planning
39
Creative Planning
Kansas
$25K -$13K -1,041 -34%
FNBT
40
FineMark National Bank & Trust
Florida
$25K – – –
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$12K +$101 +8 +0.9%
Barclays
42
Barclays
United Kingdom
$11K -$17.4K -1,495 -61%
AllianceBernstein
43
AllianceBernstein
Tennessee
$11K +$10.3K +856 +1,381%
AC
44
Alexandria Capital
Virginia
$9K – – –
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$6K – – –
TRCT
46
Tower Research Capital (TRC)
New York
$4K +$4K +303 New
ECM
47
ETrade Capital Management
Virginia
$1K +$1K +100 New
BNP Paribas Financial Markets
48
BNP Paribas Financial Markets
France
$865 -$878 -67 -50%
YMRC
49
Yorktown Management & Research Company
Virginia
– -$4.09M -288,000 Closed
NCCM
50
Nine Chapters Capital Management
New Jersey
– -$230K -16,200 Closed
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