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Horizon Technology Finance

48 hedge funds and large institutions have $26.7M invested in Horizon Technology Finance in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

36% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 14

9% more funds holding

Funds holding: 4448 (+4)

23% less capital invested

Capital invested by funds: $34.7M → $26.7M (-$8.01M)

71% less call options, than puts

Call options by funds: $95K | Put options by funds: $329K

Holders
48
Holders Change
+4
Holders Change %
+9.09%
% of All Funds
1.39%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
19
Reduced
14
Closed
4
Calls
$95K
Puts
$329K
Net Calls
-$234K
Net Calls Change
-$251K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
26
Vanguard Group
Pennsylvania
$160K -$19.8K -1,416 -10%
TA
27
Teachers Advisors
New York
$154K
Geode Capital Management
28
Geode Capital Management
Massachusetts
$150K +$168K +11,993 New
Charles Schwab
29
Charles Schwab
California
$139K
BRWA
30
B. Riley Wealth Advisors
Florida
$107K +$112 +8 +0.1%
PAM
31
Panagora Asset Management
Massachusetts
$80K +$89.6K +6,406 New
PG
32
PEAK6 Group
Illinois
$72K +$80.1K +5,729 New
AIG
33
American International Group
New York
$70.4K +$1.87K +134 +2%
WRM
34
Westport Resources Management
Connecticut
$57K -$4.19K -300 -6%
BA
35
BlackRock Advisors
Delaware
$55K +$4.93K +353 +9%
Deutsche Bank
36
Deutsche Bank
Germany
$47K +$28.1K +2,011 +111%
MSE
37
MUFG Securities EMEA
United Kingdom
$45K +$50.2K +3,594 New
Citigroup
38
Citigroup
New York
$35K -$27.1K -1,937 -41%
Creative Planning
39
Creative Planning
Kansas
$25K -$14.6K -1,041 -34%
FNBT
40
FineMark National Bank & Trust
Florida
$25K
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$12K +$112 +8 +0.9%
Barclays
42
Barclays
United Kingdom
$11K -$20.9K -1,495 -61%
AllianceBernstein
43
AllianceBernstein
Tennessee
$11K +$12K +856 +1,381%
AC
44
Alexandria Capital
Virginia
$9K
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$6K
TRCT
46
Tower Research Capital (TRC)
New York
$4K +$4.24K +303 New
ECM
47
ETrade Capital Management
Virginia
$1K +$1.4K +100 New
BNP Paribas Financial Markets
48
BNP Paribas Financial Markets
France
$865 -$937 -67 -50%
YMRC
49
Yorktown Management & Research Company
Virginia
-$4.09M -288,000 Closed
NCCM
50
Nine Chapters Capital Management
New Jersey
-$230K -16,200 Closed

HRZN Hedge Fund Activity: Q1 2014 in Review

48 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q1 2014, worth a combined $26.7M — down 23% from $34.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new HRZN positions and 4 closed out — a net gain of 4 holders — while 19 added to existing stakes and 14 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $1.71M. The largest seller was Yorktown Management & Research Company, exiting entirely with an estimated $4.09M sold.

  • 48 institutional investors held Horizon Technology Finance (HRZN) as of Q1 2014, up from 44 in Q4 2013.
  • Funds reported $26.7M of Horizon Technology Finance stock for Q1 2014, down 23% quarter-over-quarter.
  • 8 funds opened new Horizon Technology Finance positions in Q1 2014 and 4 closed out, a net change of +4 holders.
  • The largest Horizon Technology Finance buyer in Q1 2014 was Advisors Asset Management, an estimated $1.71M added.
  • The largest Horizon Technology Finance seller in Q1 2014 was Yorktown Management & Research Company, an estimated $4.09M sold.

Based on aggregated 13F filings for Q1 2014.