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Gladstone Investment Corp

92 hedge funds and large institutions have $126M invested in Gladstone Investment Corp in 2025 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 29 increasing their positions, 27 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

6% more funds holding

Funds holding: 8792 (+5)

7% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 27

0.79% more ownership

Funds ownership: 16.03%16.82% (+0.79%)

1% more capital invested

Capital invested by funds: $125M → $126M (+$682K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less call options, than puts

Call options by funds: $704K | Put options by funds: $722K

Holders
92
Holders Change
+5
Holders Change %
+5.75%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
17
Increased
29
Reduced
27
Closed
12
Calls
$704K
Puts
$722K
Net Calls
-$18K
Net Calls Change
+$70K
Name Holding Trade Value Shares
Change
Change in
Stake
CSC
76
Caldwell Sutter Capital
California
$11.2K
CA
77
Crewe Advisors
Utah
$10.7K
SS
78
Sunbelt Securities
Texas
$9.84K +$166 +12 +2%
PK
79
Pflug Koory
Nebraska
$9.43K
FFA
80
Farther Finance Advisors
California
$9.4K -$7.54K -544 -45%
AssetMark Inc
81
AssetMark Inc
California
$8.69K
CFD
82
Creative Financial Designs
Indiana
$8.38K
PA
83
Parallel Advisors
California
$3.67K
LFG
84
Larson Financial Group
Missouri
$3.24K +$55 +4 +2%
W
85
WealthCollab
Washington
$2.03K +$2.01K +145 New
VNA
86
Valley National Advisers
Pennsylvania
$2K
OC
87
Oakworth Capital
Alabama
$1.4K
US Bancorp
88
US Bancorp
Minnesota
$643 +$637 +46 New
QCG
89
Quadrant Capital Group
Ohio
$517
ETC
90
Exchange Traded Concepts
Oklahoma
$391 -$388 -28 -50%
HI
91
Harbour Investments
Wisconsin
$140
DFA
92
DHJJ Financial Advisors
Illinois
$70
Millennium Management
93
Millennium Management
New York
-$616K -44,546 Closed
D.E. Shaw & Co
94
D.E. Shaw & Co
New York
-$596K -43,149 Closed
MF
95
Magnetar Financial
Illinois
-$416K -30,090 Closed
OAM
96
Oxford Asset Management
United Kingdom
-$245K -17,727 Closed
Verition Fund Management
97
Verition Fund Management
Connecticut
-$153K -11,054 Closed
Mariner
98
Mariner
Kansas
-$140K -10,114 Closed
GWM
99
Geneos Wealth Management
Colorado
-$124K -9,001 Closed
Simplex Trading
100
Simplex Trading
Illinois
-$10.3K -747 Closed

GAIN Hedge Fund Activity: Q4 2025 in Review

92 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2025, worth a combined $126M — up 0.55% from $125M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new GAIN positions and 12 closed out — a net gain of 5 holders — while 29 added to existing stakes and 27 trimmed.

The largest buyer was UBS Group, adding an estimated $3.16M. The largest seller was Marshall Wace, cutting an estimated $1.81M.

  • 92 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2025, up from 87 in Q3 2025.
  • Funds reported $126M of Gladstone Investment Corp stock for Q4 2025, up 0.55% quarter-over-quarter.
  • 17 funds opened new Gladstone Investment Corp positions in Q4 2025 and 12 closed out, a net change of +5 holders.
  • The largest Gladstone Investment Corp buyer in Q4 2025 was UBS Group, an estimated $3.16M added.
  • The largest Gladstone Investment Corp seller in Q4 2025 was Marshall Wace, an estimated $1.81M sold.

Based on aggregated 13F filings for Q4 2025.