Gladstone Investment Corp
GAIN
75 hedge funds and large institutions have $51.7M invested in Gladstone Investment Corp in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 25 increasing their positions, 24 reducing their positions, and 13 closing their positions.
60% more call options, than puts
Call options by funds: $848K | Put options by funds: $531K
4% more repeat investments, than reductions
Existing positions increased: 25 | Existing positions reduced: 24
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.02% less ownership
Funds ownership: 11.98% → 11.96% (-0.02%)
2% less capital invested
Capital invested by funds: $52.5M → $51.7M (-$819K)
3% less funds holding
Funds holding: 77 → 75 (-2)
15% less first-time investments, than exits
New positions opened: 11 | Existing positions closed: 13
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LCWP
Legacy Capital Wealth Partners
Little Rock,
Arkansas
|
+$1.27M |
| 2 |
Squarepoint
New York
|
+$910K |
| 3 |
VanEck Associates
New York
|
+$508K |
| 4 |
SSA
Schonfeld Strategic Advisors
New York
|
+$503K |
| 5 |
Citadel Advisors
Miami,
Florida
|
+$476K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
IAIM
International Assets Investment Management
Orlando,
Florida
|
-$975K |
| 2 |
Millennium Management
New York
|
-$788K |
| 3 |
Mackenzie Financial
Toronto Ontario,
Ontario, Canada
|
-$528K |
| 4 |
BlackRock
New York
|
-$527K |
| 5 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$301K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
IAIM
76
International Assets Investment Management
Orlando,
Florida
| – | -$975K | -74,790 | Closed |
|
|
77
Mackenzie Financial
Toronto Ontario,
Ontario, Canada
| – | -$528K | -40,127 | Closed |
|
|
AWS
78
Atria Wealth Solutions
New York
| – | -$292K | -22,375 | Closed |
|
|
SBIA
79
Sheaff Brock Investment Advisors
Indianapolis,
Indiana
| – | -$176K | -13,500 | Closed |
|
|
KAS
80
Kestra Advisory Services
Austin,
Texas
| – | -$163K | -12,533 | Closed |
|
81
D.E. Shaw & Co
New York
| – | -$160K | -12,273 | Closed |
|
|
SFC
82
Strategic Financial Concepts
San Antonio,
Texas
| – | -$131K | -10,031 | Closed |
|
|
QT
83
Quantbot Technologies
New York
| – | -$50.6K | -3,880 | Closed |
|
|
GWM
84
Geneos Wealth Management
Englewood,
Colorado
| – | -$33.6K | -2,577 | Closed |
|
|
IGWM
85
ICA Group Wealth Management
Denver,
Colorado
| – | -$2.61K | -200 | Closed |
|
86
US Bancorp
Minneapolis,
Minnesota
| – | -$2.02K | -155 | Closed |
|
87
BNP Paribas Financial Markets
Paris,
France
| – | -$26 | -2 | Closed |
|
88
Fidelity Investments
Boston,
Massachusetts
| – | -$13 | -1 | Closed |
|
GAIN Hedge Fund Activity: Q3 2023 in Review
75 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2023, worth a combined $51.7M — down 1.6% from $52.5M a quarter earlier.
Sellers outnumbered buyers: 13 funds closed out of GAIN and 11 opened new positions — a net loss of 2 holders — while 24 trimmed existing stakes and 25 added.
The largest buyer was Legacy Capital Wealth Partners, opening a new position worth an estimated $1.27M. The largest seller was International Assets Investment Management, exiting entirely with an estimated $975K sold.
- 75 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2023, down from 77 in Q2 2023.
- Funds reported $51.7M of Gladstone Investment Corp stock for Q3 2023, down 1.6% quarter-over-quarter.
- 11 funds opened new Gladstone Investment Corp positions in Q3 2023 and 13 closed out, a net change of -2 holders.
- The largest Gladstone Investment Corp buyer in Q3 2023 was Legacy Capital Wealth Partners, an estimated $1.27M added.
- The largest Gladstone Investment Corp seller in Q3 2023 was International Assets Investment Management, an estimated $975K sold.
Based on aggregated 13F filings for Q3 2023.