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Gladstone Investment Corp
GAIN

Overview Fund Activity

75 hedge funds and large institutions have $43.5M invested in Gladstone Investment Corp in 2020 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 27 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
75
Holders Change
+7
Holders Change %
+10.29%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
14
Increased
27
Reduced
23
Closed
7
Calls
$744K
Puts
$226K
Net Calls
+$518K
Net Calls Change
-$232K

Top Buyers

1
VanEck Associates
VanEck Associates
New York
+$661K
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$492K
3
Tudor Investment Corp
Tudor Investment Corp
Connecticut
+$167K
4
Millennium Management
Millennium Management
New York
+$119K
5
KAS
Kestra Advisory Services
Texas
+$116K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$454K
2
Two Sigma Advisers
Two Sigma Advisers
New York
-$354K
3
SSA
Schonfeld Strategic Advisors
New York
-$222K
4
Morgan Stanley
Morgan Stanley
New York
-$214K
5
SWP
Stratos Wealth Partners
Ohio
-$200K
Name Holding Trade Value Shares
Change 		Shares
Change %
SWP
76
Stratos Wealth Partners
Ohio
– -$200K -21,932 Closed
VF
77
Virtu Financial
New York
– -$172K -18,863 Closed
PP
78
Paloma Partners
Connecticut
– -$165K -18,090 Closed
CRWM
79
Castle Rock Wealth Management
California
– -$122K -13,710 Closed
SPC
80
Sigma Planning Corp
Michigan
– -$98K -10,744 Closed
PFS
81
Prospera Financial Services
Texas
– -$7K -800 Closed
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