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Gladstone Investment Corp

87 hedge funds and large institutions have $125M invested in Gladstone Investment Corp in 2025 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 30 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 22

33% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 12

4% more funds holding

Funds holding: 8487 (+3)

5% more capital invested

Capital invested by funds: $119M → $125M (+$5.81M)

0.97% more ownership

Funds ownership: 15.06%16.03% (+0.97%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less call options, than puts

Call options by funds: $710K | Put options by funds: $798K

Holders
87
Holders Change
+3
Holders Change %
+3.57%
% of All Funds
1.14%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
16
Increased
30
Reduced
22
Closed
12
Calls
$710K
Puts
$798K
Net Calls
-$88K
Net Calls Change
-$62K
Name Holding Trade Value Shares
Change
Change in
Stake
Mariner
51
Mariner
Kansas
$140K +$142K +10,114 New
GWM
52
Geneos Wealth Management
Colorado
$124K +$2.14K +152 +2%
Bank of America
53
Bank of America
North Carolina
$124K +$92.2K +6,542 +272%
JP Morgan Chase
54
JP Morgan Chase
New York
$100K +$27.4K +1,945 +37%
AF
55
Allworth Financial
California
$71K +$1.55K +110 +2%
NSIM
56
North Star Investment Management
Illinois
$69.1K
SPIA
57
Steward Partners Investment Advisory
New York
$49.8K
KTC
58
Kentucky Trust Company
Kentucky
$27.6K
Jones Financial Companies
59
Jones Financial Companies
Missouri
$17.8K
FFA
60
Farther Finance Advisors
California
$16.8K -$58.4K -4,147 -77%
EWA
61
EverSource Wealth Advisors
Alabama
$16.6K
S
62
SignatureFD
Georgia
$15.1K -$3.27K -232 -18%
OP
63
ORG Partners
Indiana
$13.8K +$14.1K +1,000 New
National Bank of Canada
64
National Bank of Canada
Quebec, Canada
$13.8K
Comerica Bank
65
Comerica Bank
Texas
$13.1K
MCM
66
MAI Capital Management
Ohio
$11.8K -$197 -14 -2%
CSC
67
Caldwell Sutter Capital
California
$11.1K
CA
68
Crewe Advisors
Utah
$10.6K +$10.8K +766 New
QL
69
Quarry LP
New York
$10.2K +$10.4K +737 +73,700%
Simplex Trading
70
Simplex Trading
Illinois
$10K +$10.5K +747 New
SS
71
Sunbelt Securities
Texas
$9.57K +$9.75K +692 New
PK
72
Pflug Koory
Nebraska
$9.33K
AssetMark Inc
73
AssetMark Inc
California
$8.6K -$3.14K -223 -26%
CFD
74
Creative Financial Designs
Indiana
$8.29K
TRCT
75
Tower Research Capital (TRC)
New York
$7.62K -$5.92K -420 -43%

GAIN Hedge Fund Activity: Q3 2025 in Review

87 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2025, worth a combined $125M — up 4.9% from $119M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new GAIN positions and 12 closed out — a net gain of 4 holders — while 30 added to existing stakes and 22 trimmed.

The largest buyer was Marshall Wace, adding an estimated $3.74M. The largest seller was Millennium Management, cutting an estimated $1.76M.

  • 87 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2025, up from 84 in Q2 2025.
  • Funds reported $125M of Gladstone Investment Corp stock for Q3 2025, up 4.9% quarter-over-quarter.
  • 16 funds opened new Gladstone Investment Corp positions in Q3 2025 and 12 closed out, a net change of +4 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2025 was Marshall Wace, an estimated $3.74M added.
  • The largest Gladstone Investment Corp seller in Q3 2025 was Millennium Management, an estimated $1.76M sold.

Based on aggregated 13F filings for Q3 2025.