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Gladstone Investment Corp
GAIN

Overview Fund Activity

74 hedge funds and large institutions have $51.5M invested in Gladstone Investment Corp in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 24 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
74
Holders Change
-2
Holders Change %
-2.63%
% of All Funds
1.18%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
24
Reduced
24
Closed
13
Calls
$848K
Puts
$531K
Net Calls
+$317K
Net Calls Change
-$798K

Top Buyers

1
LCWP
1
Legacy Capital Wealth Partners
Arkansas
$1.24M
2
Squarepoint
2
Squarepoint
New York
$888K
3
VanEck Associates
3
VanEck Associates
New York
$7.13M
4
SSA
4
Schonfeld Strategic Advisors
New York
$490K
5
Citadel Advisors
5
Citadel Advisors
Florida
$1.15M

Top Sellers

1
IAIM
1
International Assets Investment Management
Florida
$0
2
Millennium Management
2
Millennium Management
New York
$1.17M
3
Mackenzie Financial
3
Mackenzie Financial
Ontario, Canada
$0
4
BlackRock
4
BlackRock
New York
$1.83M
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$316K
Name Holding Trade Value Shares
Change 		Shares
Change %
CWC
51
Carolinas Wealth Consulting
North Carolina
$54.9K – – –
QCG
52
Quadrant Capital Group
Ohio
$40.7K +$30.7K +2,412 +308%
Lazard Asset Management
53
Lazard Asset Management
New York
$38K – – –
Bank of America
54
Bank of America
North Carolina
$31K +$5.29K +415 +21%
EWA
55
EverSource Wealth Advisors
Alabama
$19.5K +$4.24K +333 +28%
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$10.8K +$10.8K +850 New
PK
57
Pflug Koory
Nebraska
$8.6K – – –
CFD
58
Creative Financial Designs
Indiana
$7.64K – – –
JPMorgan Chase & Co
59
JPMorgan Chase & Co
New York
$6.61K +$6.61K +519 New
FDCDDQ
60
Federation des caisses Desjardins du Quebec
Quebec, Canada
$6.37K – – –
S
61
SignatureFD
Georgia
$4.96K +$828 +65 +20%
Nomura Asset Management
62
Nomura Asset Management
Japan
$4.43K – – –
DF
63
DecisionPoint Financial
Arizona
$3.95K +$3.95K +310 New
Citigroup
64
Citigroup
New York
$3.43K +$3.1K +243 +935%
Group One Trading
65
Group One Trading
Illinois
$3.36K -$6.37K -500 -65%
PA
66
Parallel Advisors
California
$3.33K -$994 -78 -23%
ACM
67
Aquatic Capital Management
Illinois
$3K -$46.5K -3,100 -94%
LFG
68
Larson Financial Group
Missouri
$2.57K – – –
VNA
69
Valley National Advisers
Pennsylvania
$2K – – –
CFGS
70
Concourse Financial Group Securities
Alabama
$1.27K – – –
IFAM
71
Institutional & Family Asset Management
Colorado
$866 +$25 +2 +3%
LC
72
Lindbrook Capital
California
$650 +$293 +23 +82%
HI
73
Harbour Investments
Wisconsin
$127 – – –
DFA
74
DHJJ Financial Advisors
Illinois
$64 +$64 +5 New
IAIM
75
International Assets Investment Management
Florida
– -$975K -74,790 Closed
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3
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