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Gladstone Investment Corp
GAIN

Overview Fund Activity

76 hedge funds and large institutions have $58.7M invested in Gladstone Investment Corp in 2023 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 28 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
76
Holders Change
-7
Holders Change %
-8.43%
% of All Funds
1.22%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
28
Reduced
24
Closed
13
Calls
$2.16M
Puts
$575K
Net Calls
+$1.58M
Net Calls Change
+$754K

Top Buyers

1
VanEck Associates
VanEck Associates
New York
$6.42M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$385K
3
Tudor Investment Corp
Tudor Investment Corp
Connecticut
$533K
4
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
$691K
5
Squarepoint
Squarepoint
New York
$199K

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
$128K
2
CAM
Concorde Asset Management
Michigan
$0
3
Millennium Management
Millennium Management
New York
$5.35M
4
BlackRock
BlackRock
New York
$2.59M
5
Marshall Wace
Marshall Wace
United Kingdom
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SOW
51
State of Wyoming
Wyoming
$118K +$31.3K +2,364 +36%
ASN
52
Advisory Services Network
Georgia
$88.9K -$3.06K -231 -3%
TRCT
53
Tower Research Capital (TRC)
New York
$76K +$52.1K +3,952 +218%
NSIM
54
North Star Investment Management
Illinois
$66.3K – – –
CWC
55
Carolinas Wealth Consulting
North Carolina
$54.3K – – –
Lazard Asset Management
56
Lazard Asset Management
New York
$39K – – –
Bank of America
57
Bank of America
North Carolina
$27K +$13.7K +1,037 +104%
EWA
58
EverSource Wealth Advisors
Alabama
$15.9K – – –
S
59
SignatureFD
Georgia
$14.6K +$11.1K +839 +321%
ACM
60
Antonetti Capital Management
Florida
$12.6K – – –
Group One Trading
61
Group One Trading
Illinois
$10.1K +$10.1K +764 New
QCG
62
Quadrant Capital Group
Ohio
$9.61K -$12.8K -963 -57%
PK
63
Pflug Koory
Nebraska
$8.94K – – –
CFD
64
Creative Financial Designs
Indiana
$7.95K +$7.95K +600 New
FDCDDQ
65
Federation des caisses Desjardins du Quebec
Quebec, Canada
$6.63K – – –
US Bancorp
66
US Bancorp
Minnesota
$4.74K +$2.69K +203 +131%
Nomura Asset Management
67
Nomura Asset Management
Japan
$4.61K +$4.61K +348 New
PA
68
Parallel Advisors
California
$3.18K +$2.28K +172 +253%
IGWM
69
ICA Group Wealth Management
Colorado
$2.65K – – –
VNA
70
Valley National Advisers
Pennsylvania
$2K – – –
BWL
71
Bogart Wealth LLC
Virginia
$1.59K – – –
CFGS
72
Concourse Financial Group Securities
Alabama
$1.33K – – –
IFAM
73
Institutional & Family Asset Management
Colorado
$853 +$27 +2 +3%
Commonwealth Equity Services
74
Commonwealth Equity Services
Massachusetts
$593 +$18 +1,365 +3%
HI
75
Harbour Investments
Wisconsin
$133 – – –
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