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Gladstone Investment Corp
GAIN

Overview Fund Activity

75 hedge funds and large institutions have $43.5M invested in Gladstone Investment Corp in 2020 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 27 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
75
Holders Change
+7
Holders Change %
+10.29%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
14
Increased
27
Reduced
23
Closed
7
Calls
$744K
Puts
$226K
Net Calls
+$518K
Net Calls Change
-$232K

Top Buyers

1
VanEck Associates
VanEck Associates
New York
+$661K
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$492K
3
Tudor Investment Corp
Tudor Investment Corp
Connecticut
+$167K
4
Millennium Management
Millennium Management
New York
+$119K
5
KAS
Kestra Advisory Services
Texas
+$116K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$454K
2
Two Sigma Advisers
Two Sigma Advisers
New York
-$354K
3
SSA
Schonfeld Strategic Advisors
New York
-$222K
4
Morgan Stanley
Morgan Stanley
New York
-$214K
5
SWP
Stratos Wealth Partners
Ohio
-$200K
Name Holding Trade Value Shares
Change 		Shares
Change %
NSIM
51
North Star Investment Management
Illinois
$50K – – –
Deutsche Bank
52
Deutsche Bank
Germany
$49K +$49K +4,900 New
Citigroup
53
Citigroup
New York
$48K – – –
APA
54
American Portfolios Advisors
New York
$46.8K – – –
CWC
55
Carolinas Wealth Consulting
North Carolina
$41K +$41K +4,100 New
BFEC
56
Benjamin F. Edwards & Company
Missouri
$40K – – –
CTB
57
Country Trust Bank
Illinois
$29K +$29K +2,845 New
WEC
58
Winslow Evans & Crocker
Massachusetts
$24K -$2.75K -275 -10%
Bank of America
59
Bank of America
North Carolina
$19K -$727 -69 -4%
JPMorgan Chase & Co
60
JPMorgan Chase & Co
New York
$17K +$7K +700 +70%
Northwestern Mutual Wealth Management
61
Northwestern Mutual Wealth Management
Wisconsin
$13K +$13K +1,250 New
FDCDDQ
62
Federation des caisses Desjardins du Quebec
Quebec, Canada
$5.05K -$10.1K -1,000 -67%
PFGIA
63
Patriot Financial Group Insurance Agency
Massachusetts
$5K – – –
SWM
64
Selective Wealth Management
Virginia
$4K – – –
Group One Trading
65
Group One Trading
Illinois
$4K +$4K +400 New
VNA
66
Valley National Advisers
Pennsylvania
$2K – – –
PA
67
Parallel Advisors
California
$2K +$661 +74 +49%
US Bancorp
68
US Bancorp
Minnesota
$2K +$2K +155 New
Simplex Trading
69
Simplex Trading
Illinois
$1K -$35.8K -6,009 -97%
TRCT
70
Tower Research Capital (TRC)
New York
$1K -$15.8K -2,170 -94%
CFGS
71
Concourse Financial Group Securities
Alabama
$1K – – –
CCA
72
Column Capital Advisors
Indiana
$1K – – –
IFAM
73
Institutional & Family Asset Management
Colorado
$1K +$19 +1 +2%
SIAG
74
Signet Investment Advisory Group
Rhode Island
$1K +$1K +100 New
SSA
75
Schonfeld Strategic Advisors
New York
– -$222K -24,500 Closed
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