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Gladstone Investment Corp
GAIN

Overview Fund Activity

76 hedge funds and large institutions have $40.3M invested in Gladstone Investment Corp in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 24 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
76
Holders Change
-2
Holders Change %
-2.56%
% of All Funds
1.68%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
27
Reduced
24
Closed
12
Calls
$178K
Puts
$302K
Net Calls
-$124K
Net Calls Change
-$158K

Top Buyers

1
APW
Aurora Private Wealth
New Jersey
+$902K
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$768K
3
Two Sigma Investments
Two Sigma Investments
New York
+$727K
4
Marshall Wace
Marshall Wace
United Kingdom
+$458K
5
Invesco
Invesco
Georgia
+$332K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$3.4M
2
ECM
ExodusPoint Capital Management
New York
-$1.09M
3
DCM
Driehaus Capital Management
Illinois
-$880K
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$870K
5
Citadel Advisors
Citadel Advisors
Florida
-$546K
Name Holding Trade Value Shares
Change 		Shares
Change %
Victory Capital Management
51
Victory Capital Management
Texas
$90K +$90K +11,450 New
Canada Life
52
Canada Life
Manitoba, Canada
$88K +$2.55K +323 +3%
DIA
53
Dana Investment Advisors
Wisconsin
$79K – – –
JPMorgan Chase & Co
54
JPMorgan Chase & Co
New York
$73K -$47.9K -6,056 -40%
ASN
55
Advisory Services Network
Georgia
$46K -$25.8K -3,312 -36%
NSIM
56
North Star Investment Management
Illinois
$39K – – –
Citigroup
57
Citigroup
New York
$39K – – –
APA
58
American Portfolios Advisors
New York
$36.4K – – –
WAP
59
Wealthcare Advisory Partners
Pennsylvania
$34K – – –
Bank of America
60
Bank of America
North Carolina
$29K -$374K -47,174 -93%
Lazard Asset Management
61
Lazard Asset Management
New York
$29K +$19.4K +2,486 +202%
WEC
62
Winslow Evans & Crocker
Massachusetts
$26K -$2.32K -274 -8%
TRCT
63
Tower Research Capital (TRC)
New York
$16K +$16K +2,096 New
AIC
64
Ameritas Investment Company
Nebraska
$14K +$14K +1,832 New
FDCDDQ
65
Federation des caisses Desjardins du Quebec
Quebec, Canada
$11.8K +$7.85K +1,000 +200%
US Bancorp
66
US Bancorp
Minnesota
$8K – – –
PNC Financial Services Group
67
PNC Financial Services Group
Pennsylvania
$8K +$8K +1,000 New
PFGIA
68
Patriot Financial Group Insurance Agency
Massachusetts
$4K – – –
SWM
69
Selective Wealth Management
Virginia
$3K – – –
CFGS
70
Concourse Financial Group Securities
Alabama
$1K – – –
CCA
71
Column Capital Advisors
Indiana
$1K – – –
HGWM
72
Harvest Group Wealth Management
Massachusetts
$1K +$17 +3 +2%
PA
73
Parallel Advisors
California
$1K +$1K +150 New
FGAM
74
Financial Gravity Asset Management
Texas
$39 +$8 +1,023 +27%
ECM
75
ExodusPoint Capital Management
New York
– -$1.09M -82,102 Closed
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