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Gladstone Investment Corp

81 hedge funds and large institutions have $74.3M invested in Gladstone Investment Corp in 2024 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 26 increasing their positions, 33 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more call options, than puts

Call options by funds: $2.07M | Put options by funds: $1.63M

17% more capital invested

Capital invested by funds: $63.5M → $74.3M (+$10.8M)

1.31% more ownership

Funds ownership: 13.23%14.55% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

12% less funds holding

Funds holding: 9281 (-11)

21% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 33

61% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 18

Holders
81
Holders Change
-11
Holders Change %
-11.96%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
7
Increased
26
Reduced
33
Closed
18
Calls
$2.07M
Puts
$1.63M
Net Calls
+$435K
Net Calls Change
-$685K
Name Holding Trade Value Shares
Change
Change in
Stake
PFG
26
Prosperity Financial Group
California
$524K -$3.55K -250 -0.7%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$507K -$43.2K -3,043 -8%
UBS Group
28
UBS Group
Switzerland
$493K +$54.8K +3,862 +13%
Qube Research & Technologies (QRT)
29
Qube Research & Technologies (QRT)
United Kingdom
$470K +$354K +24,951 +308%
Canada Life
30
Canada Life
Manitoba, Canada
$427K -$4.67K -329 -1%
WS
31
Wedbush Securities
California
$405K -$25.2K -1,772 -6%
SIS
32
Sound Income Strategies
Florida
$395K -$47.7K -3,360 -11%
PAG
33
Private Advisor Group
New Jersey
$365K -$469 -33 -0.1%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$328K -$11K -774 -3%
JIC
35
Johnson Investment Counsel
Ohio
$310K -$11.2K -790 -3%
Osaic Holdings
36
Osaic Holdings
Arizona
$285K -$20K -1,406 -7%
TI
37
Trexquant Investment
Connecticut
$281K +$129K +9,105 +85%
IFG
38
Independent Financial Group
California
$278K +$33.3K +2,348 +14%
JF
39
Jump Financial
Illinois
$244K -$52K -3,663 -18%
N
40
Natixis
France
$216K
CRWM
41
Castle Rock Wealth Management
California
$205K +$2.84K +200 +1%
RJFSA
42
Raymond James Financial Services Advisors
Florida
$199K -$49.1K -3,456 -20%
VF
43
Virtu Financial
New York
$198K +$198K +13,938 New
CSC
44
Caldwell Sutter Capital
California
$193K -$5.75K -405 -3%
Mercer Global Advisors
45
Mercer Global Advisors
Colorado
$184K +$15.6K +1,101 +9%
ECM
46
ExodusPoint Capital Management
New York
$182K -$2.19K -154 -1%
CAPTRUST Financial Advisors
47
CAPTRUST Financial Advisors
North Carolina
$171K
ECM
48
Evergreen Capital Management
Washington
$148K +$147K +10,373 New
IAIM
49
International Assets Investment Management
Florida
$145K +$1.92K +135 +1%
MWA
50
Monograph Wealth Advisors
California
$142K +$142K +10,000 New

GAIN Hedge Fund Activity: Q1 2024 in Review

81 of the 6,943 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2024, worth a combined $74.3M — up 17% from $63.5M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of GAIN and 7 opened new positions — a net loss of 11 holders — while 33 trimmed existing stakes and 26 added.

The largest buyer was Melia Wealth, opening a new position worth an estimated $13.4M. The largest seller was Legacy Capital Wealth Partners, exiting entirely with an estimated $1.45M sold.

  • 81 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2024, down from 92 in Q4 2023.
  • Funds reported $74.3M of Gladstone Investment Corp stock for Q1 2024, up 17% quarter-over-quarter.
  • 7 funds opened new Gladstone Investment Corp positions in Q1 2024 and 18 closed out, a net change of -11 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2024 was Melia Wealth, an estimated $13.4M added.
  • The largest Gladstone Investment Corp seller in Q1 2024 was Legacy Capital Wealth Partners, an estimated $1.45M sold.

Based on aggregated 13F filings for Q1 2024.