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Gladstone Investment Corp
GAIN

77 hedge funds and large institutions have $58.9M invested in Gladstone Investment Corp in 2023 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 29 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more call options, than puts

Call options by funds: $2.16M | Put options by funds: $575K

21% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 24

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

1.35% less ownership

Funds ownership: 14.77% → 13.42% (-1.3%)

7% less capital invested

Capital invested by funds: $63.2M → $58.9M (-$4.34M)

8% less funds holding

Funds holding: 84 → 77 (-7)

54% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 13

Holders
77
Holders Change
-7
Holders Change %
-8.33%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
29
Reduced
24
Closed
13
Calls
$2.16M
Puts
$575K
Net Calls
+$1.58M
Net Calls Change
+$754K

Top Buyers

Rank Fund Capital Flow
1
VanEck Associates
VanEck Associates
New York
+$465K
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$392K
3
Tudor Investment Corp
Tudor Investment Corp
Connecticut
+$312K
4
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
+$202K
5
Squarepoint
Squarepoint
New York
+$202K

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$1.63M
2
CAM
Concorde Asset Management
Michigan
-$1.19M
3
Millennium Management
Millennium Management
New York
-$1.16M
4
BlackRock
BlackRock
New York
-$969K
5
Marshall Wace
Marshall Wace
United Kingdom
-$611K
Name Holding Trade Value Shares
Change 		Change in
Stake
BAM
26
Belpointe Asset Management
Nevada
$524K +$6.83K +506 +1%
UBS Group
27
UBS Group
Switzerland
$406K -$445 -33 -0.1%
Canada Life
28
Canada Life
Manitoba, Canada
$400K -$132K -9,807 -25%
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$385K +$392K +29,032 New
WS
30
Wedbush Securities
California
$378K -$9.97K -739 -3%
RJA
31
Raymond James & Associates
Florida
$376K -$35.9K -2,664 -9%
VEA
32
Virtus ETF Advisers
New York
$305K +$78.5K +5,820 +34%
JIC
33
Johnson Investment Counsel
Ohio
$289K – – –
TI
34
Trexquant Investment
Connecticut
$282K +$99.4K +7,366 +53%
Truist Financial
35
Truist Financial
North Carolina
$265K -$10.8K -800 -4%
Ameriprise
36
Ameriprise
Minnesota
$262K -$72.8K -5,400 -21%
AWS
37
Atria Wealth Solutions
New York
$257K +$4.79K +355 +2%
GA
38
Greenspring Advisors
Maryland
$256K +$8.13K +603 +3%
N
39
Natixis
France
$219K – – –
GWM
40
Geneos Wealth Management
Colorado
$204K – – –
D.E. Shaw & Co
41
D.E. Shaw & Co
New York
$203K -$457K -33,867 -69%
Squarepoint
42
Squarepoint
New York
$199K +$202K +14,989 New
IFG
43
Independent Financial Group
California
$196K +$32.8K +2,430 +20%
CRWM
44
Castle Rock Wealth Management
California
$188K – – –
SBIA
45
Sheaff Brock Investment Advisors
Indiana
$179K +$29.7K +2,200 +19%
CSC
46
Caldwell Sutter Capital
California
$172K +$3.44K +255 +2%
Wells Fargo
47
Wells Fargo
California
$163K -$27K -2,000 -14%
KAS
48
Kestra Advisory Services
Texas
$153K – – –
PAG
49
Private Advisor Group
New Jersey
$139K +$6.06K +449 +4%
SFC
50
Strategic Financial Concepts
Texas
$133K +$135K +10,023 New
1
2
3 4

GAIN Hedge Fund Activity: Q1 2023 in Review

77 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2023, worth a combined $58.9M — down 6.9% from $63.2M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of GAIN and 6 opened new positions — a net loss of 7 holders — while 24 trimmed existing stakes and 29 added.

The largest buyer was VanEck Associates, adding an estimated $465K. The largest seller was Citadel Advisors, cutting an estimated $1.63M.

  • 77 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2023, down from 84 in Q4 2022.
  • Funds reported $58.9M of Gladstone Investment Corp stock for Q1 2023, down 6.9% quarter-over-quarter.
  • 6 funds opened new Gladstone Investment Corp positions in Q1 2023 and 13 closed out, a net change of -7 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2023 was VanEck Associates, an estimated $465K added.
  • The largest Gladstone Investment Corp seller in Q1 2023 was Citadel Advisors, an estimated $1.63M sold.

Based on aggregated 13F filings for Q1 2023.