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Gladstone Investment Corp
GAIN

77 hedge funds and large institutions have $52.3M invested in Gladstone Investment Corp in 2021 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 25 increasing their positions, 25 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

178% more call options, than puts

Call options by funds: $1.35M | Put options by funds: $485K

33% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 12

20% more capital invested

Capital invested by funds: $43.5M → $52.3M (+$8.82M)

3% more funds holding

Funds holding: 75 → 77 (+2)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 25

0.06% less ownership

Funds ownership: 12.97% → 12.91% (-0.06%)

Holders
77
Holders Change
+2
Holders Change %
+2.67%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
16
Increased
25
Reduced
25
Closed
12
Calls
$1.35M
Puts
$485K
Net Calls
+$861K
Net Calls Change
+$343K

Top Buyers

Rank Fund Capital Flow
1
VanEck Associates
VanEck Associates
New York
+$1.06M
2
IAIM
International Assets Investment Management
Florida
+$860K
3
Morgan Stanley
Morgan Stanley
New York
+$472K
4
Invesco
Invesco
Georgia
+$461K
5
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
+$445K

Top Sellers

Rank Fund Capital Flow
1
Two Sigma Advisers
Two Sigma Advisers
New York
-$767K
2
Two Sigma Investments
Two Sigma Investments
New York
-$545K
3
ACS
Archford Capital Strategies
Illinois
-$422K
4
ECM
ExodusPoint Capital Management
New York
-$373K
5
Tudor Investment Corp
Tudor Investment Corp
Connecticut
-$167K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
26
UBS Group
Switzerland
$487K -$24.1K -2,099 -5%
Mackenzie Financial
27
Mackenzie Financial
Ontario, Canada
$473K +$445K +38,684 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$462K -$38K -3,301 -8%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$414K -$18.7K -1,624 -5%
VEA
30
Virtus ETF Advisers
New York
$390K -$68.9K -5,991 -16%
RJA
31
Raymond James & Associates
Florida
$362K -$48.3K -4,202 -12%
BAM
32
Belpointe Asset Management
Nevada
$348K +$29.9K +2,601 +10%
Ameriprise
33
Ameriprise
Minnesota
$333K +$403 +35 +0.1%
Mirae Asset Global Investments
34
Mirae Asset Global Investments
South Korea
$331K +$31.3K +2,721 +11%
Two Sigma Investments
35
Two Sigma Investments
New York
$297K -$545K -47,431 -66%
Citadel Advisors
36
Citadel Advisors
Florida
$287K +$270K +23,466 New
Creative Planning
37
Creative Planning
Kansas
$254K -$23K -2,001 -9%
AIM
38
Aigen Investment Management
New York
$242K -$56.2K -4,885 -20%
CAM
39
Concorde Asset Management
Michigan
$242K +$227K +19,774 New
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$202K -$39.1K -3,400 -17%
Truist Financial
41
Truist Financial
North Carolina
$195K +$1.3K +113 +0.7%
CRWM
42
Castle Rock Wealth Management
California
$191K +$158K +13,710 New
Envestnet Asset Management
43
Envestnet Asset Management
Illinois
$184K +$173K +15,024 New
SSA
44
Schonfeld Strategic Advisors
New York
$181K +$170K +14,800 New
Wells Fargo
45
Wells Fargo
California
$160K +$4.23K +368 +3%
KAS
46
Kestra Advisory Services
Texas
$141K – – –
Canada Life
47
Canada Life
Manitoba, Canada
$123K -$38.6K -3,359 -25%
SAS
48
Stelac Advisory Services
New York
$110K -$24.7K -2,150 -19%
APA
49
American Portfolios Advisors
New York
$62.5K +$5.39K +469 +10%
NSIM
50
North Star Investment Management
Illinois
$61K – – –
1
2
3 4

GAIN Hedge Fund Activity: Q1 2021 in Review

77 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2021, worth a combined $52.3M — up 20% from $43.5M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new GAIN positions and 12 closed out — a net gain of 4 holders — while 25 added to existing stakes and 25 trimmed.

The largest buyer was VanEck Associates, adding an estimated $1.06M. The largest seller was Two Sigma Advisers, cutting an estimated $767K.

  • 77 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2021, up from 75 in Q4 2020.
  • Funds reported $52.3M of Gladstone Investment Corp stock for Q1 2021, up 20% quarter-over-quarter.
  • 16 funds opened new Gladstone Investment Corp positions in Q1 2021 and 12 closed out, a net change of +4 holders.
  • The largest Gladstone Investment Corp buyer in Q1 2021 was VanEck Associates, an estimated $1.06M added.
  • The largest Gladstone Investment Corp seller in Q1 2021 was Two Sigma Advisers, an estimated $767K sold.

Based on aggregated 13F filings for Q1 2021.