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Gladstone Investment Corp
GAIN

Overview Fund Activity

75 hedge funds and large institutions have $43.5M invested in Gladstone Investment Corp in 2020 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 27 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
75
Holders Change
+7
Holders Change %
+10.29%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
14
Increased
27
Reduced
23
Closed
7
Calls
$744K
Puts
$226K
Net Calls
+$518K
Net Calls Change
-$232K

Top Buyers

1
VanEck Associates
VanEck Associates
New York
+$661K
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$492K
3
Tudor Investment Corp
Tudor Investment Corp
Connecticut
+$167K
4
Millennium Management
Millennium Management
New York
+$119K
5
KAS
Kestra Advisory Services
Texas
+$116K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$454K
2
Two Sigma Advisers
Two Sigma Advisers
New York
-$354K
3
SSA
Schonfeld Strategic Advisors
New York
-$222K
4
Morgan Stanley
Morgan Stanley
New York
-$214K
5
SWP
Stratos Wealth Partners
Ohio
-$200K
Name Holding Trade Value Shares
Change 		Shares
Change %
Invesco
26
Invesco
Georgia
$441K +$39.5K +3,917 +10%
GAMC
27
Garner Asset Management Corp
Texas
$436K +$5.09K +504 +1%
UBS Group
28
UBS Group
Switzerland
$423K -$454K -44,999 -52%
ACS
29
Archford Capital Strategies
Illinois
$422K – – –
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$414K +$24.3K +2,414 +6%
VEA
31
Virtus ETF Advisers
New York
$382K -$29.7K -2,943 -7%
ECM
32
ExodusPoint Capital Management
New York
$373K +$71.9K +7,129 +24%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$357K -$88.7K -8,797 -20%
RJA
34
Raymond James & Associates
Florida
$341K +$53.2K +5,278 +18%
Ameriprise
35
Ameriprise
Minnesota
$274K +$413 +41 +0.2%
BAM
36
Belpointe Asset Management
Nevada
$261K +$44.9K +4,451 +21%
AIM
37
Aigen Investment Management
New York
$249K -$43.9K -4,342 -15%
Mirae Asset Global Investments
38
Mirae Asset Global Investments
South Korea
$245K +$92.9K +9,215 +61%
Creative Planning
39
Creative Planning
Kansas
$230K +$3.04K +301 +1%
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$201K -$4.82K -477 -2%
Tudor Investment Corp
41
Tudor Investment Corp
Connecticut
$167K +$167K +16,578 New
Truist Financial
42
Truist Financial
North Carolina
$160K +$1.37K +135 +0.9%
Canada Life
43
Canada Life
Manitoba, Canada
$136K +$7.19K +716 +6%
Wells Fargo
44
Wells Fargo
California
$129K -$20.3K -2,000 -14%
Millennium Management
45
Millennium Management
New York
$119K +$119K +11,795 New
KAS
46
Kestra Advisory Services
Texas
$116K +$116K +11,533 New
SAS
47
Stelac Advisory Services
New York
$112K – – –
WAM
48
Wolverine Asset Management
Illinois
$67K +$22.9K +2,280 +52%
ASN
49
Advisory Services Network
Georgia
$64K +$1.33K +131 +2%
FIA
50
FNY Investment Advisers
New York
$57K +$57K +5,651 New
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