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First Trust Small Cap Core AlphaDEX Fund
FYX

153 hedge funds and large institutions have $598M invested in First Trust Small Cap Core AlphaDEX Fund in 2024 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 51 increasing their positions, 57 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

320% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 5

10% more capital invested

Capital invested by funds: $542M → $598M (+$56.1M)

10% more funds holding

Funds holding: 139 → 153 (+14)

1.45% more ownership

Funds ownership: 64.37% → 65.82% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

11% less repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 57

Holders
153
Holders Change
+14
Holders Change %
+10.07%
% of All Funds
2.2%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
21
Increased
51
Reduced
57
Closed
5
Calls
$229K
Puts
–
Net Calls
+$229K
Net Calls Change
-$60K

Top Buyers

Rank Fund Capital Flow
1
IAIM
International Assets Investment Management
Florida
+$4.06M
2
Wells Fargo
Wells Fargo
California
+$3.92M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.94M
4
Morgan Stanley
Morgan Stanley
New York
+$2.79M
5
VF
Virtu Financial
New York
+$2.32M

Top Sellers

Rank Fund Capital Flow
1
NA
NewEdge Advisors
Louisiana
-$7.16M
2
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$5.27M
3
WWM
Western Wealth Management
Colorado
-$3.76M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$2.39M
5
Citadel Advisors
Citadel Advisors
Florida
-$1.38M
Name Holding Trade Value Shares
Change 		Change in
Stake
PCS
101
Personal CFO Solutions
New Jersey
$307K +$1.92K +20 +0.7%
BW
102
Bison Wealth
Georgia
$303K -$550K -5,732 -65%
WE
103
Wealth Effects
Massachusetts
$294K – – –
KPWS
104
Kestra Private Wealth Services
Texas
$286K -$22.1K -230 -7%
FFA
105
Farther Finance Advisors
California
$273K -$3.16K -33 -1%
GWP
106
Gateway Wealth Partners
Wisconsin
$268K -$11.4K -119 -4%
PTC
107
Private Trust Company
Ohio
$256K – – –
AAS
108
Ameritas Advisory Services
Nebraska
$250K +$192 +2 +0.1%
AWS
109
Atria Wealth Solutions
New York
$243K -$10.3K -107 -4%
HSA
110
HBK Sorce Advisory
Pennsylvania
$239K -$18.3K -191 -7%
AF
111
Allworth Financial
California
$235K – – –
VVP
112
Venture Visionary Partners
Ohio
$233K – – –
FF
113
Farrell Financial
New York
$232K +$208K +2,167 New
HI
114
Harbour Investments
Wisconsin
$231K -$384 -4 -0.2%
NS
115
NBC Securities
Alabama
$230K +$3.64K +38 +2%
ZIM
116
Zacks Investment Management
Illinois
$223K – – –
PWPS
117
Pinnacle Wealth Planning Services
Ohio
$211K +$204K +2,123 New
IWM
118
IHT Wealth Management
Illinois
$211K +$203K +2,116 New
ASN
119
Advisory Services Network
Georgia
$210K – – –
BTWM
120
Brass Tax Wealth Management
Ohio
$208K +$200K +2,090 New
JWCA
121
J.W. Cole Advisors
Florida
$206K +$199K +2,071 New
SEIA
122
Signature Estate & Investment Advisors
California
$203K +$196K +2,044 New
RFG
123
REAP Financial Group
Texas
$177K -$45.6K -476 -21%
KPP
124
Kings Path Partners
Texas
$162K – – –
GI
125
GAMMA Investing
California
$140K – – –
3 4
5
6 7

FYX Hedge Fund Activity: Q3 2024 in Review

153 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2024, worth a combined $598M — up 10% from $542M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FYX positions and 5 closed out — a net gain of 16 holders — while 51 added to existing stakes and 57 trimmed.

The largest buyer was International Assets Investment Management, adding an estimated $4.06M. The largest seller was NewEdge Advisors, cutting an estimated $7.16M.

  • 153 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2024, up from 139 in Q2 2024.
  • Funds reported $598M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2024, up 10% quarter-over-quarter.
  • 21 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2024 and 5 closed out, a net change of +16 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2024 was International Assets Investment Management, an estimated $4.06M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2024 was NewEdge Advisors, an estimated $7.16M sold.

Based on aggregated 13F filings for Q3 2024.