NBC Securities’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

NBC Securities’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-2,337	Closed	-$227K	–	2814
2025 Q2	$227K	Buy	2,337 +2	+0.1%	+$181	0.02%	786
2025 Q1	$210K	Buy	2,335 +2,333	+116,650%	+$229K	0.02%	765
2024 Q4	$236	Sell	2 -2,311	-100%	-$239K	0.02%	701
2024 Q3	$230K	Buy	2,313 +38	+2%	+$3.64K	0.02%	741
2024 Q2	$205K	Sell	2,275 -181	-7%	-$16.4K	0.02%	744
2024 Q1	$229K	Buy	2,456 +2	+0.1%	+$179	0.02%	691
2023 Q4	$224K	Buy	2,454 +8	+0.3%	+$657	0.02%	687
2023 Q3	$197K	Buy	+2,446	New	+$206K	0.02%	690

Other funds holding FYX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

NBC Securities's FYX Position: Q3 2025 in Review

NBC Securities sold out of First Trust Small Cap Core AlphaDEX Fund (FYX) in Q3 2025, closing a stake of 2,337 shares — an estimated $227K sold.

NBC Securities first reported a position in FYX in Q3 2023 and held it in 8 quarters. The position peaked at $230K in Q3 2024. 156 funds tracked by Wall St. Rank hold FYX as of Q3 2025.

NBC Securities reported no remaining First Trust Small Cap Core AlphaDEX Fund position as of Q3 2025 after selling out during the quarter.
NBC Securities sold 2,337 First Trust Small Cap Core AlphaDEX Fund shares in Q3 2025, an estimated $227K.
NBC Securities first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q3 2023 and held it in 8 quarters.
NBC Securities's First Trust Small Cap Core AlphaDEX Fund position peaked at $230K in Q3 2024.
156 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q3 2025.

Based on NBC Securities's 13F filing for Q3 2025, filed 14 Nov 2025.