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First Trust Small Cap Core AlphaDEX Fund
FYX

145 hedge funds and large institutions have $595M invested in First Trust Small Cap Core AlphaDEX Fund in 2024 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 55 increasing their positions, 50 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 10

10% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 50

0% more funds holding

Funds holding: 145 → 145 (0)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

5% less capital invested

Capital invested by funds: $624M → $595M (-$29.5M)

4.25% less ownership

Funds ownership: 71.09% → 66.84% (-4.2%)

Holders
145
Holders Change
–
Holders Change %
0%
% of All Funds
2.09%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
13
Increased
55
Reduced
50
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$9.79M
2
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$8.59M
3
CA
Cetera Advisors
Colorado
+$7.09M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$5.76M
5
Wells Fargo
Wells Fargo
California
+$5.4M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$59.1M
2
RJA
Raymond James & Associates
Florida
-$5.01M
3
RIA
Regal Investment Advisors
Michigan
-$4.56M
4
Baird Financial Group
Baird Financial Group
Wisconsin
-$2.02M
5
LPL Financial
LPL Financial
California
-$1.67M
Name Holding Trade Value Shares
Change 		Change in
Stake
WE
101
Wealth Effects
Massachusetts
$276K – – –
AWS
102
Atria Wealth Solutions
New York
$264K -$7.7K -86 -3%
FFA
103
Farther Finance Advisors
California
$263K +$112K +1,246 +78%
ZIM
104
Zacks Investment Management
Illinois
$249K – – –
RFG
105
REAP Financial Group
Texas
$247K +$8.14K +91 +4%
HI
106
Harbour Investments
Wisconsin
$246K -$338K -3,772 -59%
HSA
107
HBK Sorce Advisory
Pennsylvania
$244K -$2.95K -33 -1%
GIA
108
Gladstone Institutional Advisory
Florida
$242K +$5.37K +60 +2%
DC
109
Davenport & Co
Virginia
$242K +$233K +2,600 New
PTC
110
Private Trust Company
Ohio
$240K – – –
AAS
111
Ameritas Advisory Services
Nebraska
$232K +$225K +2,511 New
NS
112
NBC Securities
Alabama
$229K +$179 +2 +0.1%
AF
113
Allworth Financial
California
$220K – – –
VVP
114
Venture Visionary Partners
Ohio
$218K – – –
ASN
115
Advisory Services Network
Georgia
$217K – – –
PPP
116
Private Portfolio Partners
New Jersey
$211K +$2.42K +27 +1%
CAM
117
Cresset Asset Management
Illinois
$205K +$179 +2 +0.1%
WS
118
Wedbush Securities
California
$204K +$196K +2,187 New
FF
119
Farrell Financial
New York
$200K +$192K +2,147 New
SS
120
Sunbelt Securities
Texas
$126K – – –
IA
121
IFP Advisors
Florida
$98.7K -$37.5K -419 -28%
TFGT
122
TS Financial Group (TSFG)
Illinois
$62K – – –
HGERS
123
Householder Group Estate & Retirement Specialist
Arizona
$58.3K -$3.13K -35 -5%
GRP
124
Global Retirement Partners
California
$54.5K +$11K +123 +27%
Fidelity Investments
125
Fidelity Investments
Massachusetts
$45.6K +$7.34K +82 +20%
3 4
5
6 7

FYX Hedge Fund Activity: Q1 2024 in Review

145 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2024, worth a combined $595M — down 4.7% from $624M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FYX positions and 10 closed out — a net gain of 3 holders — while 55 added to existing stakes and 50 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $9.79M. The largest seller was Morgan Stanley, cutting an estimated $59.1M.

  • 145 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2024, unchanged from Q4 2023.
  • Funds reported $595M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2024, down 4.7% quarter-over-quarter.
  • 13 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2024 and 10 closed out, a net change of +3 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2024 was JP Morgan Chase, an estimated $9.79M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2024 was Morgan Stanley, an estimated $59.1M sold.

Based on aggregated 13F filings for Q1 2024.