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First Trust Small Cap Core AlphaDEX Fund

126 hedge funds and large institutions have $503M invested in First Trust Small Cap Core AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 46 increasing their positions, 49 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 12

3% more capital invested

Capital invested by funds: $491M → $503M (+$12.3M)

0.2% less ownership

Funds ownership: 62.97%62.77% (-0.2%)

6% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 49

2% less funds holding

Funds holding: 128126 (-2)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
126
Holders Change
-2
Holders Change %
-1.56%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
13
Increased
46
Reduced
49
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Rockefeller Capital Management
101
Rockefeller Capital Management
New York
$203K +$175K +2,100 +496%
JP Morgan Chase
102
JP Morgan Chase
New York
$184K +$127K +1,518 +198%
HNB
103
Huntington National Bank
Ohio
$161K
PTC
104
Private Trust Company
Ohio
$148K -$117K -1,400 -43%
SS
105
Sunbelt Securities
Texas
$107K +$113K +1,353 New
CHC
106
City Holding Co
West Virginia
$92.3K
TRCT
107
Tower Research Capital (TRC)
New York
$88K +$91K +1,090 New
PNC Financial Services Group
108
PNC Financial Services Group
Pennsylvania
$62.3K -$1K -12 -2%
Fidelity Investments
109
Fidelity Investments
Massachusetts
$61.2K +$11.3K +135 +22%
HGERS
110
Householder Group Estate & Retirement Specialist
Arizona
$53K +$55.1K +660 New
GWSG
111
GPS Wealth Strategies Group
Colorado
$41.4K +$42.9K +514 New
HCP
112
Hexagon Capital Partners
Arkansas
$25.1K +$9.6K +115 +59%
GRP
113
Global Retirement Partners
California
$22.5K +$83 +1 +0.3%
BWP
114
Baldwin Wealth Partners
Massachusetts
$19.3K
AA
115
AlphaMark Advisors
Kentucky
$14K -$126K -1,505 -90%
CWC
116
Carolinas Wealth Consulting
North Carolina
$12.3K
PB
117
Pinnacle Bancorp
Nebraska
$12.1K
KA
118
Kozak & Associates
Colorado
$8.63K
KFI
119
Key Financial Inc
Pennsylvania
$7.82K
ASN
120
Advisory Services Network
Georgia
$7.51K
CFGS
121
Concourse Financial Group Securities
Alabama
$6.04K
Commonwealth Equity Services
122
Commonwealth Equity Services
Massachusetts
$4.7K -$842K -10,086 -15%
IGWM
123
ICA Group Wealth Management
Colorado
$3.31K
NA
124
NewEdge Advisors
Louisiana
$2.84K -$7.01K -84 -71%
BCMLT
125
Beacon Capital Management LLC (Tennessee)
Tennessee
$2.82K +$2.92K +35 New

FYX Hedge Fund Activity: Q1 2023 in Review

126 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2023, worth a combined $503M — up 2.5% from $491M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FYX positions and 12 closed out — a net gain of 1 holder — while 46 added to existing stakes and 49 trimmed.

The largest buyer was Bank of America, adding an estimated $2.64M. The largest seller was Private Advisor Group, cutting an estimated $5.22M.

  • 126 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2023, down from 128 in Q4 2022.
  • Funds reported $503M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2023, up 2.5% quarter-over-quarter.
  • 13 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2023 and 12 closed out, a net change of +1 holder.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2023 was Bank of America, an estimated $2.64M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2023 was Private Advisor Group, an estimated $5.22M sold.

Based on aggregated 13F filings for Q1 2023.