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First Trust Small Cap Core AlphaDEX Fund

128 hedge funds and large institutions have $491M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 52 increasing their positions, 35 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 15

49% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 35

7% more capital invested

Capital invested by funds: $459M → $491M (+$32.2M)

5% more funds holding

Funds holding: 122128 (+6)

0.41% less ownership

Funds ownership: 63.37%62.97% (-0.41%)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
128
Holders Change
+6
Holders Change %
+4.92%
% of All Funds
2.06%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.06%
New
23
Increased
52
Reduced
35
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VF
101
Virtu Financial
New York
$214K +$217K +2,724 New
CAP
102
Columbia Advisory Partners
Washington
$201K +$204K +2,566 New
AA
103
AlphaMark Advisors
Kentucky
$132K +$134K +1,680 New
CHC
104
City Holding Co
West Virginia
$89.8K
PNC Financial Services Group
105
PNC Financial Services Group
Pennsylvania
$61.6K -$3.02K -38 -5%
JP Morgan Chase
106
JP Morgan Chase
New York
$60K +$60.9K +765 New
Fidelity Investments
107
Fidelity Investments
Massachusetts
$49K +$2.86K +36 +6%
CA
108
CoreCap Advisors
Michigan
$33.7K +$34.2K +430 New
Rockefeller Capital Management
109
Rockefeller Capital Management
New York
$33K +$159 +2 +0.5%
GRP
110
Global Retirement Partners
California
$23.1K
TWC
111
TD Waterhouse Canada
Ontario, Canada
$19.6K
BWP
112
Baldwin Wealth Partners
Massachusetts
$18.8K
HCP
113
Hexagon Capital Partners
Arkansas
$15.4K
PB
114
Pinnacle Bancorp
Nebraska
$12K +$11.9K +150 New
CWC
115
Carolinas Wealth Consulting
North Carolina
$12K +$80 +1 +0.7%
TFA
116
Transamerica Financial Advisors
Florida
$9K
KA
117
Kozak & Associates
Colorado
$8K
ASN
118
Advisory Services Network
Georgia
$7.31K +$7.4K +93 New
KFI
119
Key Financial Inc
Pennsylvania
$7.05K
NA
120
NewEdge Advisors
Louisiana
$6.59K +$9.47K +119 New
CFGS
121
Concourse Financial Group Securities
Alabama
$5.88K
PAG
122
Private Advisor Group
New Jersey
$5.54K -$195K -2,447 -3%
TSWM
123
Tyler-Stone Wealth Management
Ohio
$5K
AssetMark Inc
124
AssetMark Inc
California
$4.63K +$4.69K +59 New
IGWM
125
ICA Group Wealth Management
Colorado
$3.22K +$3.26K +41 New

FYX Hedge Fund Activity: Q4 2022 in Review

128 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2022, worth a combined $491M — up 7% from $459M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FYX positions and 15 closed out — a net gain of 8 holders — while 52 added to existing stakes and 35 trimmed.

The largest buyer was LPL Financial, adding an estimated $4.91M. The largest seller was Bank of America, cutting an estimated $12.5M.

  • 128 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2022, up from 122 in Q3 2022.
  • Funds reported $491M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2022, up 7% quarter-over-quarter.
  • 23 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2022 and 15 closed out, a net change of +8 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2022 was LPL Financial, an estimated $4.91M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2022 was Bank of America, an estimated $12.5M sold.

Based on aggregated 13F filings for Q4 2022.