First Trust Small Cap Core AlphaDEX Fund
104 hedge funds and large institutions have $336M invested in First Trust Small Cap Core AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 33 increasing their positions, 26 reducing their positions, and 7 closing their positions.
329% more first-time investments, than exits
New positions opened: 30 | Existing positions closed: 7
50% more funds holding in top 10
Funds holding in top 10: 2 → 3 (+1)
48% more capital invested
Capital invested by funds: $227M → $336M (+$109M)
27% more repeat investments, than reductions
Existing positions increased: 33 | Existing positions reduced: 26
27% more funds holding
Funds holding: 82 → 104 (+22)
1.64% less ownership
Funds ownership: 55.17% → 53.52% (-1.6%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$9.31M |
| 2 |
RIA
Regal Investment Advisors
Kentwood,
Michigan
|
+$4.36M |
| 3 |
AIA
Arrow Investment Advisors
Laurel,
Maryland
|
+$4.24M |
| 4 |
Morgan Stanley
New York
|
+$2.75M |
| 5 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
+$1.72M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$2.38M |
| 2 |
HAFS
Hapanowicz & Associates Financial Services
Pittsburgh,
Pennsylvania
|
-$1.62M |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
-$1.14M |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$1.11M |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$862K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
FWM
101
ForthRight Wealth Management
Alpharetta,
Georgia
| $4K | +$3.41K | +50 | New |
|
|
WEC
102
Winslow Evans & Crocker
Boston,
Massachusetts
| $3K | – | – | – |
|
|
AF
103
Advisornet Financial
Minnetonka,
Minnesota
| $2K | – | – | – |
|
|
TI
104
tru Independence
Portland,
Oregon
| $7 | +$6.01K | +88 | New |
|
|
105
Citadel Advisors
Miami,
Florida
| – | -$1.11M | -19,140 | Closed |
|
|
WS
106
Wedbush Securities
Los Angeles,
California
| – | -$817K | -14,114 | Closed |
|
|
CBFP
107
Cedar Brook Financial Partners
Cleveland,
Ohio
| – | -$512K | -8,845 | Closed |
|
|
VFA
108
Voya Financial Advisors
Windsor,
Connecticut
| – | -$247K | -4,285 | Closed |
|
|
PFS
109
Prospera Financial Services
Dallas,
Texas
| – | -$12K | -200 | Closed |
|
|
PFBT
110
Parkside Financial Bank & Trust
Saint Louis,
Missouri
| – | -$5K | -80 | Closed |
|
|
SFS
111
Sowell Financial Services
North Little Rock,
Arkansas
| – | -$3K | -47 | Closed |
|
112
Fidelity Investments
Boston,
Massachusetts
| – | +$68 | +1 | New |
|
FYX Hedge Fund Activity: Q4 2020 in Review
104 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q4 2020, worth a combined $336M — up 48% from $227M a quarter earlier.
Buyers outnumbered sellers: 30 funds opened new FYX positions and 7 closed out — a net gain of 23 holders — while 33 added to existing stakes and 26 trimmed.
The largest buyer was Wells Fargo, adding an estimated $9.31M. The largest seller was Susquehanna International Group, cutting an estimated $2.38M.
- 104 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q4 2020, up from 82 in Q3 2020.
- Funds reported $336M of First Trust Small Cap Core AlphaDEX Fund stock for Q4 2020, up 48% quarter-over-quarter.
- 30 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q4 2020 and 7 closed out, a net change of +23 holders.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q4 2020 was Wells Fargo, an estimated $9.31M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q4 2020 was Susquehanna International Group, an estimated $2.38M sold.
Based on aggregated 13F filings for Q4 2020.