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First Trust Small Cap Core AlphaDEX Fund
FYX

145 hedge funds and large institutions have $595M invested in First Trust Small Cap Core AlphaDEX Fund in 2024 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 55 increasing their positions, 50 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 10

10% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 50

0% more funds holding

Funds holding: 145 → 145 (0)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

5% less capital invested

Capital invested by funds: $624M → $595M (-$29.5M)

4.25% less ownership

Funds ownership: 71.09% → 66.84% (-4.2%)

Holders
145
Holders Change
–
Holders Change %
0%
% of All Funds
2.09%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
13
Increased
55
Reduced
50
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$9.79M
2
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$8.59M
3
CA
Cetera Advisors
Colorado
+$7.09M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$5.76M
5
Wells Fargo
Wells Fargo
California
+$5.4M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$59.1M
2
RJA
Raymond James & Associates
Florida
-$5.01M
3
RIA
Regal Investment Advisors
Michigan
-$4.56M
4
Baird Financial Group
Baird Financial Group
Wisconsin
-$2.02M
5
LPL Financial
LPL Financial
California
-$1.67M
Name Holding Trade Value Shares
Change 		Change in
Stake
FAIM
76
Financial Advocates Investment Management
Washington
$494K -$527K -5,885 -53%
AWA
77
Arkadios Wealth Advisors
Georgia
$481K -$171K -1,907 -27%
SPIA
78
Steward Partners Investment Advisory
New York
$475K -$2.69K -30 -0.6%
SCA
79
Snowden Capital Advisors
New York
$453K -$15.1K -169 -3%
IWN
80
Independent Wealth Network
Iowa
$432K +$1.34K +15 +0.3%
SWM
81
Solano Wealth Management
California
$431K – – –
Carson Wealth (CWM LLC)
82
Carson Wealth (CWM LLC)
Nebraska
$415K – – –
Goldman Sachs
83
Goldman Sachs
New York
$412K -$30.1K -336 -7%
NFC
84
Northeast Financial Consultants
Connecticut
$410K – – –
US Bancorp
85
US Bancorp
Minnesota
$409K -$47.1K -526 -11%
KFGK
86
Keystone Financial Group (Kentucky)
Kentucky
$395K +$81.2K +907 +27%
AIFAIM
87
American Institute for Advanced Investment Management
Arizona
$393K +$31.8K +355 +9%
Envestnet Portfolio Solutions
88
Envestnet Portfolio Solutions
Illinois
$392K +$39.2K +438 +12%
TA
89
TFG Advisers
Michigan
$378K -$2.95K -33 -0.8%
EW
90
Element Wealth
Mississippi
$365K -$19.4K -217 -5%
Creative Planning
91
Creative Planning
Kansas
$353K -$8.77K -98 -3%
OC
92
Oppenheimer & Co
New York
$351K -$68.5K -765 -17%
HPC
93
HM Payson & Co
Maine
$330K – – –
Jane Street
94
Jane Street
New York
$316K +$303K +3,390 New
GVAG
95
Great Valley Advisor Group
Delaware
$313K +$90 +1 +0%
IWM
96
Iams Wealth Management
Nebraska
$312K +$310K +3,464 New
KPWS
97
Kestra Private Wealth Services
Texas
$306K +$8.05K +90 +3%
TWM
98
Trueblood Wealth Management
Ohio
$304K – – –
PCS
99
Personal CFO Solutions
New Jersey
$285K +$7.97K +89 +3%
TA
100
TKG Advisors
Indiana
$277K +$4.21K +47 +2%
2 3
4
5 6

FYX Hedge Fund Activity: Q1 2024 in Review

145 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2024, worth a combined $595M — down 4.7% from $624M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FYX positions and 10 closed out — a net gain of 3 holders — while 55 added to existing stakes and 50 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $9.79M. The largest seller was Morgan Stanley, cutting an estimated $59.1M.

  • 145 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2024, unchanged from Q4 2023.
  • Funds reported $595M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2024, down 4.7% quarter-over-quarter.
  • 13 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2024 and 10 closed out, a net change of +3 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2024 was JP Morgan Chase, an estimated $9.79M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2024 was Morgan Stanley, an estimated $59.1M sold.

Based on aggregated 13F filings for Q1 2024.