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First Trust Small Cap Core AlphaDEX Fund

126 hedge funds and large institutions have $503M invested in First Trust Small Cap Core AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 46 increasing their positions, 49 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 12

3% more capital invested

Capital invested by funds: $491M → $503M (+$12.3M)

0.2% less ownership

Funds ownership: 62.97%62.77% (-0.2%)

6% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 49

2% less funds holding

Funds holding: 128126 (-2)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
126
Holders Change
-2
Holders Change %
-1.56%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
13
Increased
46
Reduced
49
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TA
76
TFG Advisers
Michigan
$406K +$834 +10 +0.2%
SPIA
77
Steward Partners Investment Advisory
New York
$399K -$1.67K -20 -0.4%
AWM
78
Apollon Wealth Management
South Carolina
$391K -$75.1K -900 -16%
US Bancorp
79
US Bancorp
Minnesota
$369K -$25.6K -307 -6%
EW
80
Element Wealth
Mississippi
$365K -$9.51K -114 -2%
Goldman Sachs
81
Goldman Sachs
New York
$357K
NFC
82
Northeast Financial Consultants
Connecticut
$355K
IWM
83
Iams Wealth Management
Nebraska
$353K +$10.6K +127 +3%
JIP
84
Jaffetilchin Investment Partners
Florida
$349K +$361K +4,327 New
HPC
85
HM Payson & Co
Maine
$345K
EH
86
Equitable Holdings
New York
$328K -$7.51K -90 -2%
CAAS
87
Capital Asset Advisory Services
Michigan
$324K -$62.8K -753 -16%
Creative Planning
88
Creative Planning
Kansas
$313K +$11.6K +139 +4%
HSA
89
HBK Sorce Advisory
Pennsylvania
$283K -$300K -3,600 -51%
FFA
90
Farther Finance Advisors
California
$276K -$36K -432 -11%
GVAG
91
Great Valley Advisor Group
Delaware
$269K +$167 +2 +0.1%
TSS
92
Two Sigma Securities
New York
$263K +$273K +3,268 New
JMPWA
93
JP Morgan Private Wealth Advisors
California
$263K -$406K -4,871 -60%
First Trust Advisors
94
First Trust Advisors
Illinois
$250K
GIA
95
Gladstone Institutional Advisory
Florida
$240K -$3.59K -43 -1%
WE
96
Wealth Effects
Massachusetts
$238K +$83 +1 +0%
Carson Wealth (CWM LLC)
97
Carson Wealth (CWM LLC)
Nebraska
$235K
IA
98
IFP Advisors
Florida
$231K -$2.69M -32,238 -90%
WS
99
Wedbush Securities
California
$207K -$26.5K -317 -11%
AAS
100
Ameritas Advisory Services
Nebraska
$207K -$59.4K -712 -22%

FYX Hedge Fund Activity: Q1 2023 in Review

126 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q1 2023, worth a combined $503M — up 2.5% from $491M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FYX positions and 12 closed out — a net gain of 1 holder — while 46 added to existing stakes and 49 trimmed.

The largest buyer was Bank of America, adding an estimated $2.64M. The largest seller was Private Advisor Group, cutting an estimated $5.22M.

  • 126 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q1 2023, down from 128 in Q4 2022.
  • Funds reported $503M of First Trust Small Cap Core AlphaDEX Fund stock for Q1 2023, up 2.5% quarter-over-quarter.
  • 13 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q1 2023 and 12 closed out, a net change of +1 holder.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q1 2023 was Bank of America, an estimated $2.64M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q1 2023 was Private Advisor Group, an estimated $5.22M sold.

Based on aggregated 13F filings for Q1 2023.