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First Trust Small Cap Core AlphaDEX Fund

122 hedge funds and large institutions have $459M invested in First Trust Small Cap Core AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 45 increasing their positions, 40 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

13% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 40

0.73% less ownership

Funds ownership: 64.1%63.37% (-0.73%)

5% less funds holding

Funds holding: 128122 (-6)

7% less capital invested

Capital invested by funds: $492M → $459M (-$32.8M)

31% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 16

Holders
122
Holders Change
-6
Holders Change %
-4.69%
% of All Funds
2.1%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
11
Increased
45
Reduced
40
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HPC
76
HM Payson & Co
Maine
$311K
KFGK
77
Keystone Financial Group (Kentucky)
Kentucky
$302K
HSA
78
HBK Sorce Advisory
Pennsylvania
$299K -$10K -123 -3%
EH
79
Equitable Holdings
New York
$272K -$65.6K -807 -18%
DFA
80
DHJJ Financial Advisors
Illinois
$272K -$650 -8 -0.2%
HI
81
Harbour Investments
Wisconsin
$252K
Creative Planning
82
Creative Planning
Kansas
$250K -$2.93K -36 -1%
TIM
83
Total Investment Management
Arizona
$241K -$55.6K -684 -17%
PTC
84
Private Trust Company
Ohio
$234K -$62.3K -767 -19%
CS
85
Credit Suisse
Switzerland
$229K +$146K +1,799 +133%
WE
86
Wealth Effects
Massachusetts
$222K +$81 +1 +0%
GIA
87
Gladstone Institutional Advisory
Florida
$221K +$7.8K +96 +3%
KPWS
88
Kestra Private Wealth Services
Texas
$218K -$16.2K -199 -6%
QA
89
Quantitative Advantage
Minnesota
$218K +$244K +2,998 New
Carson Wealth (CWM LLC)
90
Carson Wealth (CWM LLC)
Nebraska
$212K
IWM
91
IHT Wealth Management
Illinois
$210K -$73.6K -905 -24%
WS
92
Wedbush Securities
California
$210K -$7.96K -98 -3%
GVAG
93
Great Valley Advisor Group
Delaware
$207K -$9.67K -119 -4%
APA
94
American Portfolios Advisors
New York
$161K
US Bancorp
95
US Bancorp
Minnesota
$96K
GWSG
96
GPS Wealth Strategies Group
Colorado
$84K -$5.77K -71 -6%
CHC
97
City Holding Co
West Virginia
$83K
SAM
98
Strategic Asset Management
Minnesota
$63K
PNC Financial Services Group
99
PNC Financial Services Group
Pennsylvania
$60K -$42.3K -520 -39%
HGERS
100
Householder Group Estate & Retirement Specialist
Arizona
$47K +$53.6K +660 New

FYX Hedge Fund Activity: Q3 2022 in Review

122 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2022, worth a combined $459M — down 6.7% from $492M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FYX and 11 opened new positions — a net loss of 5 holders — while 40 trimmed existing stakes and 45 added.

The largest buyer was Wealth Alliance Advisory Group, opening a new position worth an estimated $8.27M. The largest seller was Morgan Stanley, cutting an estimated $12.9M.

  • 122 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2022, down from 128 in Q2 2022.
  • Funds reported $459M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2022, down 6.7% quarter-over-quarter.
  • 11 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2022 and 16 closed out, a net change of -5 holders.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2022 was Wealth Alliance Advisory Group, an estimated $8.27M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2022 was Morgan Stanley, an estimated $12.9M sold.

Based on aggregated 13F filings for Q3 2022.