First Trust Small Cap Core AlphaDEX Fund
75 hedge funds and large institutions have $246M invested in First Trust Small Cap Core AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 36 increasing their positions, 26 reducing their positions, and 5 closing their positions.
38% more repeat investments, than reductions
Existing positions increased: 36 | Existing positions reduced: 26
3% more capital invested
Capital invested by funds: $240M → $246M (+$6.46M)
1.05% less ownership
Funds ownership: 49.27% → 48.23% (-1%)
3% less funds holding
Funds holding: 77 → 75 (-2)
20% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 5
50% less funds holding in top 10
Funds holding in top 10: 2 → 1 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$2.14M |
| 2 |
CS
Credit Suisse
Zurich,
Switzerland
|
+$2.02M |
| 3 |
HAFS
Hapanowicz & Associates Financial Services
Pittsburgh,
Pennsylvania
|
+$1.02M |
| 4 |
VF
Virtu Financial
New York
|
+$786K |
| 5 |
SPIA
Steward Partners Investment Advisory
New York
|
+$404K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$5.18M |
| 2 |
Ameriprise
Minneapolis,
Minnesota
|
-$3.38M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$2.02M |
| 4 |
UBS Group
Zurich,
Switzerland
|
-$1.35M |
| 5 |
SG Americas Securities
New York
|
-$723K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AW
76
ACG Wealth
Atlanta,
Georgia
| – | -$261K | -4,700 | Closed |
|
77
Creative Planning
Overland Park,
Kansas
| – | -$86K | -1,540 | Closed |
|
|
BC
78
Bartlett & Co
Cincinnati,
Ohio
| – | -$36K | -650 | Closed |
|
|
EA
79
Edge Advisors
Atlanta,
Georgia
| – | -$10K | -187 | Closed |
|
FYX Hedge Fund Activity: Q3 2017 in Review
75 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2017, worth a combined $246M — up 2.7% from $240M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of FYX and 4 opened new positions — a net loss of 1 holder — while 26 trimmed existing stakes and 36 added.
The largest buyer was Janney Montgomery Scott, adding an estimated $2.14M. The largest seller was Wells Fargo, cutting an estimated $5.18M.
- 75 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2017, down from 77 in Q2 2017.
- Funds reported $246M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2017, up 2.7% quarter-over-quarter.
- 4 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2017 and 5 closed out, a net change of -1 holder.
- The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2017 was Janney Montgomery Scott, an estimated $2.14M added.
- The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2017 was Wells Fargo, an estimated $5.18M sold.
Based on aggregated 13F filings for Q3 2017.